Overtime payment rates, call-out payments, and employment contracts.
If you expect employees to work regular overtime, it's a good idea to state this clearly in the employment contract, together with:
Overtime rates are for you to agree with your employees. There are no minimum statutory levels, but rates may be fixed by an industry-wide agreement.
Overtime pay varies from business to business. Some of the more typical overtime rates are:
Overtime can also be paid at a basic rate.
It's important to define the point at which overtime becomes payable. Many employers expect employees to be reasonable in finishing a task without demanding overtime payment. This may be up to 15 minutes for manual workers or as long as an hour for supervisory or management posts. You will need to ensure that when pay is averaged out, the national minimum, at least, has been paid for each hour worked.
Other organisations vary premiums according to the length of time worked, eg, time-and-a-third for the first two hours and time-and-a-half after that.
Employees who are called out from home to perform urgent duties normally receive call-out allowances or guaranteed hours at overtime rates. As call-out is likely to occur at nights, weekends, or statutory holidays, it's usually paid at the relevant overtime rate.
Many organisations pay agreed travelling time as well as actual hours worked. Usually, employees are paid for being on standby ready to respond to any call outs. You may decide to pay at different rates for time on standby or pay a separate fixed allowance. See pay: employer obligations.
Advantages and disadvantages of using overtime such as a more flexible workforce.
The potential advantages of using overtime working include:
However, disadvantages of using overtime may include:
Overview of how using part-time employees could reduce your dependency on overtime.
The use of part-time staff or other forms of flexible working could reduce your dependency on overtime.
Employers are free to make their own arrangements concerning overtime rates for part-time staff. You can insist that part-time workers work the normal full-time hours in your organisation at basic rates before being entitled to an overtime premium. Otherwise, they could earn more than their full-time counterparts. Full-time hours can vary in organisations, eg, the full-time hours in one organisation could be 37.5 hours, and in another, it could be 40 hours.
However, once a part-time worker has worked more than the normal full-time hours, you must pay them the same hourly rate of overtime as a comparable full-time worker. Employing part-time workers.
Health and safety issues when managing overtime.
When allocating overtime, you need to be aware of health and safety considerations.
Excessive overtime may make workers tired. They may then pose a risk to themselves or others, particularly if they are driving a vehicle or using dangerous or heavy machinery. Carry out risk assessments to ensure any dangers are identified and effectively managed.
For example, maximum working week and night working limits are provided for by the Working Time Regulations (Northern Ireland) 2016.
Particularly those working at night. Any health problems that may result from disturbance of the body's normal rhythms, for example, diabetes, will be made worse by fatigue. Read how you can support employee work-life balance.
This is particularly important in potentially hazardous environments such as factories or where employees are otherwise vulnerable. If working alone is the only solution, check that employees do not have any medical condition making it unsuitable for them to work alone, for example, epilepsy. You have a responsibility to provide a safe and healthy workplace. See how to ensure lone workers' safety.
You may also want to consider additional security for staff working late at night, eg, improved car park lighting or safe transport home.
How flexible working could provide a more cost-effective alternative to overtime.
Flexible working practices often provide cost-effective alternatives to overtime. These include shift work, annual hours, flexitime, seasonal and term-time working, and job sharing. Read more on flexible working: the law and best practice.
Staff recruitment options include recruiting agency workers or recruiting seasonal staff. You may also want to contract work out by using contractors and subcontractors.
Time off in lieu of overtime and how to avoid owing too much time at the end of the year.
An alternative to paying for overtime is to offer time off in lieu (TOIL). The practice is particularly common among higher-paid staff who work overtime.
Workers must agree to TOIL. They must also arrange to take it at a time that is convenient for the employer.
As with all forms of reward for overtime, TOIL needs careful management, and the ground rules should be set out clearly. One of the main problems with TOIL arrangements is the accumulation of owed time, which can amount to several weeks by the end of a year.
This can be overcome with wording in the employment contract such as:
"No more than seven hours may be accumulated in any one month, and the time off must be taken in the following month. No entitlement can be carried forward without prior agreement. Any entitlement not taken will be lost."
In some businesses, time off is given in addition to overtime payment, especially for work on statutory holidays. You may also want to set out the minimum amount of time that can be recorded, eg, 15 minutes. Again, the written terms and conditions or a company handbook should spell out what employees can expect.
Regulations on overtime and avoiding excessive overtime.
For many businesses, overtime is a useful way of dealing with fluctuations in demand or coping with production bottlenecks. However, where it is used excessively it can be an expensive and inefficient way of organising work.
Where needed, ensure there are managers or supervisors in place, for example, to make sure that health and safety regulations are being followed. See overtime and health and safety issues.
To help guard against any excessive overtime, many employers:
If you're planning on reducing basic working hours, note that this may potentially constitute a variation of contractual hours and must be agreed upon with the employee.
The Labour Relations Agency (LRA) can advise on agreeing and changing contracts of employment.
How employers should treat overtime, commission, and bonus payments for holiday pay.
If your workers get overtime, commission, or bonuses you must include these payments in at least four weeks of their paid holiday.
The Working Time (Amendment) Regulations (Northern Ireland) 2023, which came into effect in January 2024, have brought significant changes regarding how overtime affects paid annual leave entitlement.
Under these amendments, all types of overtime - both compulsory and voluntary - must be included in the calculation of paid annual leave entitlement.
Key points of these amendments include:
These changes apply to the four weeks of annual leave that are derived from the EU Working Time Directive. They do not necessarily apply to the additional 1.6 weeks of leave (statutory annual leave) provided by Northern Ireland law, although many employers apply a uniform approach to avoid administrative complexities.
In summary, under the new regulations, overtime, commission, and bonus payments must be factored into employees in Northern Ireland’s holiday pay calculations, ensuring that holiday pay reflects their normal earnings, including regular overtime payments. For further advice, you can contact the Labour Relations Agency (LRA) Workplace Information Service on Tel 03300 555 300.
How open communication can help create a conflict-free working environment and prevent disputes from arising.
Good relations between you and your staff are key to creating a productive working environment. You should, therefore, seek to encourage a workplace culture that prevents conflicts from arising.
If you fail to do so, collective grievances could arise, which could, in turn, lead to workers making tribunal claims or calling for industrial action. See staff motivation.
It is good practice to develop channels for informing and consulting your workforce and/or their representatives on employment matters and business developments. Indeed, in some cases, you are legally obliged to inform and consult them, eg, about collective redundancy situations. See engaging with staff.
Depending on the size of the business, you could set up:
Many employers, especially those that recognise trade unions, have written procedures in place to discuss collective grievances with representatives and other significant issues affecting all or part of the workforce. Procedures are important as they can help you to structure and address problems at an early stage.
If you already have such procedures, you should ensure you follow them effectively and consistently.
If you don't have such procedures, you could consider putting some together in consultation with workers and/or their representatives.
See managing conflict.
The LRA is an independent statutory body whose role is to improve working life through better employment relations.
The LRA not only helps to resolve a dispute once it arises but also helps employers and workers (or their representatives) work together to prevent disputes from arising in the first place.
The LRA's Good Practice Facilitation and Advisory services are dedicated to preventing workplace disputes where a problem has arisen but has not yet developed into a serious dispute. It will facilitate and offer services such as assisted bargaining, collaborative working, and joint problem-solving parties, with a view to helping to prevent disputes by facilitating sustainable solutions that are acceptable to all parties. See LRA dispute resolution services.
The LRA also delivers training and runs briefings, seminars, webinars, and workshops aimed at helping organisations adopt or develop better employment relations practices. LRA good practice seminars.
The LRA has a free online employment document toolkit. Once employers are registered, they can unlock our free core employment guides to help them build documents, policies, and procedures for their own organisation. Find out about the LRA's free employment document toolkit.
Ways to resolve disputes with groups of workers through mediation, conciliation, and arbitration.
If a dispute arises, you should meet with representatives of your workers to resolve the problem as soon as possible. Where you have agreed on procedures to meet and discuss such matters with a recognised trade union or other representatives, these procedures should be followed.
The initial concerns of the meeting should be to:
In many cases, this meeting, or negotiations that follow it, will resolve the dispute. However, if negotiations become deadlocked, it may be necessary to call in outside help, possibly from the Labour Relations Agency (LRA). Its services are free.
Collective conciliation is a voluntary process where the LRA conciliators attempt to help employers and employees (normally via trade unions) discuss their differences and reach mutually acceptable settlements of their collective disputes. Outcomes are not imposed or judgements made on the rights and wrongs of the matter in dispute.
The main issues referred for collective conciliation include annual pay reviews; other terms and conditions, eg, shift hours, bonuses, changes in working practices, redundancy selection, and trade union recognition. Collective conciliation is normally only appropriate when the parties have exhausted their own internal procedures, or they agree it's required.
LRA collective conciliation explained.
The mediation service focuses on restoring productive working relationships between individuals and/or groups where those have broken down. Mediation is delivered by the LRA in-house, accredited workplace mediators. Mediation is especially suitable when the aim is to maintain the employment relationship. It is often most effective if used in the early stages of a dispute.
The LRA offers the following arbitration services for industrial disputes:
Industrial arbitration is also voluntary, but the parties accept in advance to be bound by the arbitrator's resolution, made within agreed terms of reference for the arbitrator. The decision, however, is not legally binding (unlike the LRA Arbitration Scheme, which is legally binding).
The decision to go to arbitration may be ad hoc or may be an agreed stage in the parties' dispute resolution procedure.
LRA Arbitration and Independent Appeals.
If you fail to resolve a dispute with a group of workers and/or their representatives, they may consider taking industrial action.
However, in order for such action to be lawful, it must meet a number of conditions. See lawful industrial action.
The statutory conditions for immunity when organising industrial action.
A union or individual must meet certain statutory conditions when organising industrial action.
A person or trade union who calls for, threatens to call for, or otherwise organises industrial action, has immunity from civil action for inducing a breach of contract or interfering with a contract's performance only if acting in contemplation or furtherance of a 'trade dispute'.
For there to be a trade dispute:
The relevant definition does not cover disputes:
If a trade union decides to call on its members to take - or continue to take - industrial action, it will have no immunity unless it first holds a properly conducted secret ballot.
See conducting industrial action ballots.
The union organising the industrial action must ensure that the employer receives written notice from the union, which:
Note that the lists and figures mentioned above do not need to be provided in full where all of the affected workers pay their union subscriptions by deduction from pay at source, ie, through the so-called 'check off' system.
In such circumstances, the notice must contain either:
Where only some of the affected workers pay their union subscriptions by the check-off, the union's notice may include both types of information, ie, the lists, figures, and explanations should be provided for those who do not pay their subscriptions through the check-off, while information relating to check-off payments may suffice for those who do.
The lists and figures or information supplied should be as accurate as is reasonably practicable in the light of the information in the union's possession at the time when it complied with this requirement of the law.
It is unlawful for a union or others to call for, threaten to call for, or otherwise organise secondary industrial action.
Secondary action - which is sometimes referred to as 'sympathy' or 'solidarity' action - means industrial action by workers whose employer is not a party to the trade dispute to which the action relates.
For these purposes:
Note that secondary action can be taken not only by those working under contracts of employment, eg, employees, but also by someone working under any contract where they personally do work or perform services for another, eg, an agency worker or freelancer. Therefore, such workers can also be at risk of taking unlawful secondary action.
It is unlawful for a union or others to call for, threaten to call for, or otherwise organise industrial action to establish or maintain any sort of union closed-shop practice.
This means that statutory immunity is therefore not available where the reason, or one of the reasons, for the industrial action is either:
'Trade union' here can mean any trade union, a particular trade union, or one of a number of particular trade unions.
An employer is discriminating against a person who is not a union member if its conduct in relation to its workers is:
In addition, there is no immunity for a relevant act, such as calling for, threatening to call for, or otherwise organising industrial action, which is either:
A union or other person has no immunity if they call for, threaten to call for, or organise industrial action where both:
For these purposes, an 'employer' in relation to an employee includes, in the case where the employment has ceased, the employer they used to work for.
An 'employee' for these purposes who was a member of a union (other than for purposes unconnected with their employment) when they began to take the industrial action and/or at the time they were dismissed will be regarded as having been dismissed while taking 'unofficial' industrial action if, at the time of their dismissal, the act of calling for, threatening to call for or otherwise organising the industrial action, was not the act of the union.
This was because either:
However, where the relevant act has been so 'repudiated', the employee is not regarded as taking 'unofficial' industrial action until a full working day has passed since the day the repudiation took place.
A 'working day' for these purposes means any day other than a Saturday, Sunday, Christmas Day, Good Friday, or a bank holiday as defined under the [1971 c. 80.] Banking and Financial Dealings Act 1971.
An employee who was not a union member when they began to take the industrial action in the course of which they were dismissed, and/or when they were actually dismissed, will not be regarded as having been dismissed while taking 'unofficial' action unless, at the time of dismissal, there were others also taking the action who were members of a union that had not authorised or endorsed the action.
For picketing to be lawful and therefore maintain the statutory immunity of those organising the industrial action, certain conditions must be met.
See legal issues during industrial action.
Where a union or individual fails to meet any or all of the conditions set out above, any resulting industrial action will not be covered by statutory immunity.
As a result, employers and others who are damaged - or likely to be damaged - by the action may take civil proceedings in the courts against the union/individual.
See the legal consequences of failing to gain statutory immunity.
The need to meet certain conditions before a union or individual can lawfully call for industrial action.
When a worker takes industrial action, they will usually be in breach of their contract of employment or contract for services.
This means that if a trade union calls for, threatens to call for, or otherwise organises industrial action, it is in practice calling for the breach, or interference with the performance, of employment contracts.
They may also be interfering with the ability of the employer of those taking the industrial action, and of other employers, to fulfil commercial contracts.
It is unlawful in civil law to induce or threaten to induce people to break a contract or to interfere with the performance of a contract. This means that a trade union would face legal action and claims for damages for calling for industrial action.
Therefore, to allow trade unions or others to call for, threaten to call for, or otherwise organise industrial action lawfully, the law expressly gives them immunity from legal actions under civil law.
However, to obtain this immunity, they must meet certain statutory conditions when organising industrial action. These conditions are that:
See statutory conditions for immunity when organising industrial action.
The rules for dismissal during industrial action or picketing, and pay for striking workers.
You need to be aware of your own and your workers' legal position during industrial action.
When pickets try to persuade people not to go to work or not to deliver or collect goods, they may - in effect - be inducing them to break or interfere with the performance of their employment contracts.
They may also be interfering with the ability of the employers of those people to fulfil their commercial contracts.
Such inducement in the course of picketing is not itself lawful simply because the industrial action supported by the picketing is lawfully organised. For the picketing to be lawful, it must satisfy certain conditions laid down by the law.
These conditions include the following:
However, there are three exceptions to the rule that an inducement in the course of picketing has immunity only if it is done at or near the pickets' own place of work:
Picketing that is not peaceful and, for example, leads to violent or abusive behaviour, intimidation, or obstruction of the highway, is likely to involve offences under criminal law. The law gives no protection to people who commit such offences in the course of picketing, and they may be arrested and prosecuted by the police.
The Department for the Economy's statutory code of practice on picketing recommends that pickets and their organisers should ensure that, in general, the number of pickets does not exceed six at any entrance to a workplace.
Failure to observe the provisions of the code does not in itself render a union, or anyone else, liable to any legal proceedings. However, where proceedings are brought against a union, the provisions of the code are admissible in evidence and may be taken into account by a court if they appear relevant to any question before it.
Where continuous industrial action is suspended, eg, for further negotiations between the employer and the union, the union must normally give the employer further notice before resuming the action.
The exception to this requirement is where the union agrees with the employer that the industrial action will cease to be authorised or endorsed with effect from a date specified in the agreement, but that it may be authorised or endorsed again on or after another date specified in the agreement and the union:
For this exception to apply, the resumed industrial action must be of the same kind as covered in the original notice. This condition will not be met if, for example, the later action is taken by different or additional descriptions of workers. In order to avoid misunderstanding, both parties should put an agreement in writing.
The dismissal of any striking employee during the first 12 weeks of lawfully organised official industrial action - the 'protected period' - will be deemed unfair if your reason for doing so is because the employee took industrial action.
The dismissal will also be unfair if the employee is dismissed after the protected period, but has stopped taking part in the industrial action before the end of the period.
If you 'lock out' your workforce during the protected period, the lock-out days are not counted when calculating the 12-week period.
The dismissal will also be unfair if:
A dismissal can therefore be fair after the protected period if you can show that you made genuine attempts to negotiate a settlement with the trade union, including the proper use of any joint dispute resolution procedure, and have not unreasonably refused requests for third-party conciliation or mediation.
Unfair dismissal claims may also be brought if you discriminate between employees by:
An employee dismissed while taking part in unofficial action can't generally claim unfair dismissal. This is regardless of whether the employer has discriminated between those taking such action by dismissing, or re-engaging, only some of them.
However, there are cases where an employee who is dismissed during the course of unofficial industrial action will still be able to make a claim for unfair dismissal if they allege that the employer dismissed them for another reason. Generally, these cases relate to family reasons, health and safety, employee representation, and whistleblowing.
See dismissing employees.
Where workers take strike action, they are in breach of contract and usually lose their right to pay for the hours they did not work. This may depend on the terms of the employment contract and the nature of the industrial action which the worker has taken.
The situation is more complex when workers take action short of an all-out strike, eg, refusing to carry out particular duties. You may refuse to accept this conduct as satisfactory. However, if you accept partial performance of duties, you can't refuse to pay the worker for the part of the job they've carried out.
Re-engaging employees after a strike.
An employer may re-engage an employee dismissed during official industrial action on whatever terms the employer chooses, provided it offers the same terms to all dismissed workers.
During the three months following dismissal, an employer cannot selectively re-engage some employees and not others.
However, after three months, the employer can offer to re-engage any of the employees dismissed.
Any week during which an employee takes part in a strike doesn't count towards their continuous employment. This means that a calculation of an employee's length of employment will not include those days on which the employee was on strike. This could be important if an employee later needs to rely on their total length of employment to claim certain rights, eg, statutory redundancy pay or unfair dismissal. See continuous employment and employee rights.
However, taking part in a strike won't break an employee's continuity of employment. This means that the terms and conditions of their employment contract won't be discontinued during the strike and then restarted afterward, but will effectively continue during the strike action.
The importance of effective negotiating styles and skills when dealing with disputes.
Unless you have internal expertise, you may need external specialist negotiators to resolve some disputes.
In most disputes, negotiating with your workers or their representatives face-to-face will be the quickest, cheapest, and easiest way of sorting out the problem. Both parties to the dispute will know what the issues are and can look for solutions that fit their needs.
Where written procedures exist, they will usually specify who should undertake the negotiations at the various stages and how they should be conducted. Such procedures will be the norm where trade unions are recognised.
In larger, more complex disputes, it may be better to enlist trained people to help with the negotiations.
Trade unions can supply their full-time officers to act as negotiators for their members. Employers' organisations and some firms of solicitors or other professional advisers can supply negotiators to employers. See choose a solicitor for your business.
It might be more cost-effective to train particular staff in negotiating skills. Trade unions also provide such training to their workplace representatives.
The Labour Relations Agency can help facilitate negotiations through collective conciliation.
There are two main ways to approach negotiations, and which one is used can affect how fast a dispute is resolved.
The first is the positional win-lose approach. Each negotiator will start by making demands, then each will try to trade off demands against concessions at the best rate they can. All possibilities will be considered as each side will put all their demands as early as possible to get them into the bargain, but this can sometimes be acrimonious, and it can lead to long negotiations as each demand is discussed in detail.
The second style employed by negotiators is the principled win-win approach. The two sides compare their overall objectives to find common areas of benefit that can be agreed upon. Often, this can be achieved by looking beyond the initial demands to discover the underlying ones.
For instance, do you really want to cut your wages bill, or are you actually trying to find a way to increase profitability? Do your workers really want shorter hours, or are they looking for more family-friendly and flexible working patterns? The win-win approach is less confrontational but risks being seen as a compromise that may not be the best result for anyone.
How the law works when the statutory immunities do not apply, making any subsequent industrial action unlawful.
Where statutory immunity for organising industrial action has not been met, eg, because a union or individual has failed to organise a proper secret ballot, employers and others (such as their customers and suppliers) who are damaged, or likely to be damaged, by the action may take civil proceedings in the courts against the union or individual.
However, the person wishing to bring civil proceedings must still show that:
In addition, an individual deprived of goods or services because of the unlawful organisation of industrial action can also bring proceedings to stop this happening.
However, for this purpose, the individual does not need to show that they are party to a contract, which will be - or has been - broken or interfered with by the unlawful act.
Civil proceedings will normally be taken against the trade union or individual organising the industrial action.
However, in the case of picketing, it may be possible to sue the individual pickets as well as those who organised the unlawful picketing. This is because the pickets are inducing interference with the performance of contracts.
Note that even if it's a union that is responsible for organising unlawful industrial action, this does not prevent legal proceedings from being brought against the individual organisers.
The law states the circumstances in which a trade union is to be held responsible for a relevant act, eg, inducing, or threatening to induce, a breach or interference with the performance of a contract.
Where these circumstances apply, a union will be held responsible for a relevant act regardless of any term or condition to the contrary in its own rules, or in any other contractual provision or rule of law.
A union will be liable for any relevant act that is done, authorised, or endorsed by:
For these purposes:
However, if a relevant act that is done (or authorised or endorsed) by such a committee or official is 'effectively repudiated' by the union's executive committee, general secretary, or president, the union will not be held liable.
In order to avoid liability in this way, the executive committee, president, or general secretary of the union must repudiate the act as soon as reasonably practicable after it has come to the knowledge of any of them, and the union must, without delay:
The written notice of repudiation given to the union's members must contain the following statement:
"Your union has repudiated the call (or calls) for industrial action to which this notice relates and will give no support to unofficial industrial action taken in response to it (or them). If you are dismissed while taking unofficial industrial action, you will have no right to complain of unfair dismissal."
However, even if it takes these steps, a union will not be considered to have 'effectively repudiated' an act if:
Where statutory immunity does not apply, those party to contracts which are broken, or the performance of which is interfered with, by the organisation of - or a threat to organise - industrial action, may seek an injunction against the organisers from the courts.
A court may, after examining the circumstances, grant an injunction on an interim basis pending a full hearing of the case. However, the union or individual against whom the order is sought will have the legal right to be given a chance to put their case forward.
If an injunction is not obeyed, those who sought it can go back to court and ask to have those concerned declared in contempt of court.
Anyone found to be in contempt of court may face heavy fines or other penalties which the court may consider appropriate. For example, a union may be deprived of its assets through sequestration. This is where the funds are placed in the control of a person appointed by the court who may, in particular, pay any fines or legal costs arising from the court proceedings.
It is also possible to claim damages for losses suffered, which may, but need not, be preceded by an application for an injunction, if the basis of the proceedings is a claim that an act involved a breach, or interference with the performance of contracts.
Note that there are upper limits on the amounts a court can award by way of damages in any proceedings against a trade union. These limits depend on the size of the union concerned.
| Number of trade union members | Upper limit on award for damages |
|---|---|
| Fewer than 5,000 | £10,000 |
| 5,000 - 24,999 | £50,000 |
| 25,000 - 99,999 | £125,000 |
| 100,000 or more | £250,000 |
Those who have organised lawful industrial action are only protected from legal action for a relevant act, eg, inducing breaches, or interference with the performance of contracts.
As such, there is no immunity for strikers or their organisers who commit other civil wrongs or criminal offences.
For example:
Also, note that the union has immunity only if the sole ground of liability is a relevant act, such as inducing a breach of contract. If some other non-protected ground of liability exists, immunity will be lost.
How a union must conduct a ballot before it can call for official industrial action.
If the employer and the union have exhausted all other available means of resolving a dispute, the union may feel that there is no alternative but to call on its members to take industrial action.
However, for the industrial action to be lawful, it must meet certain conditions. One of these is that the union calling for the action must hold a properly conducted secret ballot.
For information on the other conditions, see lawful industrial action.
The law sets out certain requirements that the union must satisfy for the ballot to be legitimate. These requirements are set out below.
For a ballot where more than 50 members have the right to vote, the union must appoint a qualified independent person as the scrutineer of the ballot. Information on who qualifies as a scrutineer is available from the Labour Relations Agency (LRA) - contact the LRA.
The total number of members with the right to vote can be an aggregate number of members from one, or more than one, workplace and where this is more than 50, scrutiny procedures must be followed.
A scrutineer must be, to the best belief of the union, independent of the union and able to carry out their duties competently.
The scrutineer's terms of appointment must include producing a report on the conduct of the ballot. They must produce the report as soon as reasonably practicable after the date of the ballot, and not later than four weeks after that date.
The union must provide a copy of the scrutineer's report to any union member who was entitled to vote in the ballot and any employer of such a member who requests one within six months of the date of the ballot.
The copy must be supplied as soon as reasonably practicable and free of charge, or on payment of a reasonable fee specified by the union. The scrutineer's report must say whether or not the ballot has been conducted fairly and lawfully.
See the Department for the Economy's code of practice on industrial action ballots and notice to employers for further information on scrutineers.
The union must take such steps as are reasonably necessary to ensure that any employer of any union members who are entitled to vote receives certain information.
The union must send this information not later than the seventh day before the intended opening day of the ballot, ie, the first day when a voting paper is sent to any person entitled to vote.
The notice must be in writing and must:
Note that the lists and figures mentioned above do not need to be provided in full where the workers concerned pay their union subscriptions by deduction from pay at source, ie, through the so-called 'check off' system.
In such circumstances, the notice must contain either:
The 'employees concerned' are those whom the union reasonably believes will be entitled to vote in the ballot.
Not later than the third day before the intended opening day of the ballot, the union must send the employer a sample of the voting paper (and any variants of it) that will be sent to the workers concerned.
The paper must:
The paper must also contain the following statement: "If you take part in a strike or other industrial action, you may be in breach of your contract of employment. However, if you are dismissed for taking part in strike or other industrial action which is called officially and is otherwise lawful, the dismissal will be unfair if it takes place fewer than twelve weeks after you started taking part in the action, and depending on the circumstances may be unfair if it takes place later."
That statement must not be qualified or commented upon by anything else on the voting paper.
If members vote in favour of industrial action, the action must begin within four weeks of the date of the ballot.
However, a union may be allowed to make its first call for industrial action more than four weeks after the date of the ballot if either:
In the latter case, a union may apply for a court order which, if granted, would provide that the period of the prohibition would not count towards the four-week period for which ballots are normally effective.
The union must apply to the court no more than eight weeks after the date of the ballot. In such cases, the ballot cannot be effective if a union's first call for industrial action is made more than 12 weeks after the date of the ballot.
If the court believes that the result of a ballot no longer represents the views of union members, or that something has happened or is likely to happen that would result in union members voting against taking, or continuing with, action if there were a fresh ballot, it may not make such an order.
Note that a union cannot gain statutory immunity merely by holding a properly conducted secret ballot after previously calling for industrial action without one.
All those members whom the union, at the time of the ballot, reasonably believes will be induced by the union to take part in or continue with the industrial action, must be given the equal entitlement to vote. No one else may be given a vote; otherwise, the ballot will be invalid.
The union may choose whether or not to give a vote to 'overseas members', ie, members other than merchant seamen and offshore workers who are outside Northern Ireland at the time of the ballot.
However, members who are in Great Britain throughout the voting period for an industrial action ballot and who will be called upon to take part in, or continue with the industrial action, must be given entitlement to vote in the ballot if either:
Members required to be given entitlement to vote by either of these requirements do not count as 'overseas members' for the purposes of the law on industrial action balloting.
The ballot will also be invalid if anyone denied entitlement to vote is subsequently called on to take part in the action by the union with the exception of union members who either:
Where the members of a union with different workplaces are to be balloted, a separate ballot will be necessary for each workplace unless one of the conditions set out below is met. It will be unlawful for the union to organise industrial action at any such workplace where a majority of those voting in the ballot for that workplace have not voted 'Yes' in response to the relevant required question(s). If a worker works at or from a single set of premises, their workplace is those premises. If not, it is the premises with which their employment has the closest connection.
In summary, the conditions for holding a single ballot for more than one workplace are that:
It is possible for a union to hold more than one ballot on a dispute at a single workplace. If the conditions above are met, some or all of those ballots may also cover members in other workplaces.
Voting must be made by the marking of a voting paper. The union should have sent the employer a sample of this at least three days before the start of the voting.
Those voting must be allowed to do so without interference from or constraint imposed by the union or any of its members, officials, or workers.
So far as is reasonably practicable, every member properly entitled to vote must be:
There is a limited exception to these rules for the balloting of union members who are merchant seamen and the union reasonably believes that they will be employed in a ship at sea (or outside Northern Ireland) at some time during the voting period and that it will be convenient for them to vote while on the ship or where the ship is.
The voting paper must ask whether or not the voter is prepared to take part in - or continue to take part in - either:
While the question(s) may be framed in different ways, the voter must be able to answer either 'Yes' or 'No' to indicate whether they are willing to take part in - or continue with - the industrial action.
The voting paper must specify the person(s) or description of the person(s) who the union intends to have authority to call for industrial action to which the ballot relates if the vote is in favour of industrial action.
For this purpose, anyone so specified need not be authorised under the union's rules to call on members to take industrial action but must be among those for whose acts the union is responsible in law.
Majority support must be obtained in response to the question(s) on the voting paper that is appropriate to the type of industrial action concerned, ie:
Majority support means the majority of those who actually vote, not the majority of those entitled to vote.
A union must, as soon as reasonably practicable after holding an industrial action ballot, take steps to inform all those entitled to vote, and their employer(s), of the number of:
Where separate workplace ballots are required, these details must be notified separately to those entitled to vote at each workplace.
If overseas members of a trade union have been given entitlement to vote in an industrial action ballot, the detailed information about its result need not be sent to them. However, the information supplied to non-overseas members in accordance with the statutory requirements must give separate details relating to overseas and non-overseas members. For these purposes, members in Great Britain given entitlement to vote do not count as overseas members.
If a union fails to satisfy the statutory requirements relating to the ballot or to give employers notice of industrial action (apart from certain small accidental failures that are unlikely to affect the result), this failure will give grounds for proceedings against a union by:
With the exception of failures to comply with the requirements to give notice to employers, such failures will also give grounds for action by the union's members.
If a union fails only to provide the required notice of intent to ballot or the sample voting paper to a particular employer who should have received it, only that employer or any individual deprived of goods or services because of the industrial action can bring proceedings.
Failure to satisfy any other balloting requirements will expose the union to proceedings brought by others, eg, by its own members.
A ballot will not give a union statutory immunity from legal proceedings if industrial action is called by a person not specified or described on the voting paper.
Therefore, if someone calls for action other than a specified person and no call is made by a specified person, the union would be at risk of proceedings being brought against it unless it effectively repudiated the call.
The Department for the Economy's statutory code of practice for industrial ballots and notice to employers promotes good practice in the conduct of industrial action ballots arranged by a trade union and in the preparation of notices to employers.
Failure to observe the provisions of the code does not in itself render a union, or anyone else, liable to any legal proceedings. However, where proceedings are brought against a union, the provisions of the code are admissible in evidence and may be taken into account by a court if they appear relevant to any question before it.
Consider if you need more staff and what alternatives there are to taking on new staff.
Before spending time and money on employing someone new, you should weigh up whether you really need to recruit new staff. To do this, look at your staffing needs in relation to the wider objectives of the business.
You may need extra help immediately, or you may simply be thinking about your future staffing requirements. In both cases, it's valuable to plan as far ahead as you can.
You should consider why you're looking for extra help and how long you will need it for.
When considering staff recruitment, ask yourself the following questions:
If you are taking on your first employee, you may be required to register as an employer with HM Revenue & Customs (HMRC). See how to employ someone: step-by-step guidance. This guidance provides information on what you will need to register as an employer and takes you through the registration process. Alternatively, you can call the HMRC New Employer Helpline on Tel 0300 200 3211 or Textphone 0300 200 3212.
You can register as an employer online with HMRC.
You are also required to check whether any potential employee is eligible to enter, stay, and work in the UK. See ensure your workers are eligible to work in the UK.
Since recruitment can be expensive and time-consuming, other options you could consider include:
In terms of employment relations, relying on the goodwill of staff to cover unforeseen extra duties may be fine as a short-term solution. However, predictable staff shortages due to a lack of planning or in a deliberate attempt to save costs is likely to damage working relations with your existing workforce. It is also potentially damaging to your business reputation, which in turn may make it harder to attract staff in the future.
Practical help for employers to recruit staff in Northern Ireland.
If you need help with recruiting or retaining staff, the Department for Communities' (DfC) range of employer services and provision can offer support. See further information on the support available from DfC on finding staff.
From multi-national companies to the shop-owner on the corner, DfC operates a tailored recruitment service across Northern Ireland that offers recruitment advice and support to employers.
A team of highly experienced staff can discuss and tailor a level of service to meet your needs from start to finish. This service may include advice and guidance, advertisement and promotion of vacancies, CV sifting, and interview facilities, access to a range of employment and disability support provision, bespoke events, and inclusion within employability and skills initiatives.
A dedicated Client Executive is appointed for large and public sector businesses, offering employers a single point of contact for all their recruitment needs.
Email: dfcemployerservices@communities.gov.uk
Tel: 028 9037 6183
Small, medium, and micro-sized employers can avail of bespoke support from a dedicated Employer Adviser based within each local Jobs & Benefits office. See the contacts list for Employer Advisers in each Jobs & Benefits office.
Provides a one-stop shop with information and guidance for people commuting across the border in order to work. Read more information on Cross Border Partnership Employment Services.
An opportunity for employers to showcase their vacancies and for jobseekers to speak with employers about job opportunities.
This is an event where employers can come into our Jobs & Benefits offices to speak with job seekers about the vacancies and opportunities they offer and what it is like to work for them.
Our employer engagement staff can facilitate employer recruitment events through the use of DfC's office facilities, offering pre-selection/application sifting, candidate matching, sourcing suitable applicants, interview facilities, and in-person assistance on the day.
JobApplyNI.com is a free, government-supported website developed by DfC that allows you to advertise your job vacancies online. Connected to a network of 35 Jobs and Benefits Offices throughout Northern Ireland and staffed with a locally based customer service team, JobApplyNI is well-placed to service your recruitment needs.
Read more on how to register and advertise a job using JobApplyNI.com.
To access DfC's service:
Recruiting options for employers taking on new staff.
You must consider the type of worker you wish to employ, depending on factors such as:
You have a number of options for recruiting staff including:
Permanent employees can be full-time or part-time. Permanent does not mean forever, it simply means there is no identified end date ie they have an open-ended employment contract with you. You have obligations to them, but they will be an investment in your business. See recruiting full-time or part-time employees.
Fixed-term contract employees have an employment contract with you for a predetermined time or until a specific task has been completed. You'll still have employer obligations but only for the duration of the contract. See recruiting staff on fixed-term contracts.
Temporary staff are engaged by the agency and supplied to you. Your contract is with the employment agency to supply you with staff, but you still have certain legal responsibilities towards the agency worker. See recruiting agency workers.
This gives you the minimum of employer obligations. But you need to be sure that the people are legally defined as self-employed. See am I legally classed as self-employed?
These allow you to employ people casually ie as and when required, and to have people on-call to work whenever necessary and mutually convenient. Generally, you are not obliged to offer work, nor is there a responsibility for the worker to accept any work. Look at the terms of any zero-hours contract carefully as it may affect the employment status of the worker and your responsibility towards them. See zero-hours contracts.
If you plan to employ children or young people, you must keep in mind that there are restrictions on the hours and types of work that they can legally carry out. See employing children and young people.
You will have to make tax arrangements for all employees and may also have to make tax arrangements for workers directly engaged by you. See employment status.
Employer responsibilities to full-time and part-time employees.
Regardless of whether your employees are full-time or part-time, you will have responsibilities to them. Some apply straight away, others after a minimum period of continuous employment - see continuous employment and employee rights.
You must give them a written statement of the main terms and conditions of their contract of employment within two months of starting their employment where the contract of employment is to last more than one month. See the written statement of employment.
You must give them an itemised pay statement at or before the time of payment. See pay: employer obligations.
You'll have to make sure the working environment is safe and secure. See safer ways of working.
You must also have insurance to protect against claims for any illnesses, injuries, or diseases your employees may pick up as a result of working for you. See business insurance: the basics.
You'll need to register as an employer with HM Revenue & Customs (HMRC) to set up a payroll, deducting tax and National Insurance contributions from your employees' pay and forwarding the money to HMRC. See how to register as an employer.
Your employees will be entitled to a minimum level of paid holiday, a maximum length of a working week (unless they opt out of this), and minimum levels of rest breaks. See hours, rest breaks, and the working week. Also, see know how much holiday to give your staff.
They must also be paid at least the national minimum wage. Find out the National Minimum Wage and National Living Wage rates.
If members of your staff are off sick for more than three working days, they may be entitled to statutory sick pay. See manage absence and sickness.
If your employee is pregnant or is about to or has recently become a parent, they may be entitled to maternity, paternity, adoption leave, or shared parental leave. They may also be entitled to parental leave during the first 18 years of their child's life (longer for a disabled child). Parents may also be eligible for Parental Bereavement Leave and Pay.
Read more on statutory leave and pay entitlements.
You must also seriously consider any requests from employees who wish to work more flexibly. See flexible working: the law and best practice. Since April 2015, any eligible employee has the right to make a flexible working request, not just those with children or caring responsibilities.
You must treat your employees fairly and avoid discrimination. If things do go wrong, all employees are entitled to fair treatment, whether you must dismiss them, make their position redundant, or if you're selling your business. Read more on how to prevent discrimination and value diversity.
If your employee is disabled, you must make 'reasonable' adjustments to reduce or remove the impact of physical features of your premises if they put the employee at a disadvantage compared with non-disabled employees. Read more on disabled access and facilities in business premises.
Advantages and disadvantages of using fixed-term employment contracts when recruiting new staff.
There may be times when it's best for your business to take on somebody on a fixed-term employment contract.
A fixed-term employment contract is one which either:
For example, if you're a shopkeeper you may want to take on someone for just three months to cover the busy run-up to Christmas. Or you may wish to employ someone specifically to cover for another person who is on maternity, adoption or parental leave.
Fixed-term employment contracts give you the advantage of bringing in specific skills and labour as and when they are needed.
It's important to remember that unless there are special circumstances that can be justified, you have a legal responsibility to treat fixed-term employees the same as comparable permanent employees. This means you must give them:
Fixed-term employees also have access to the same employment rights as their permanent equivalents.
Under the Fixed-term Employees (Prevention of Less Favourable Treatment) Regulations (Northern Ireland) 2002, any employee who has been on a fixed-term contract for four or more years (excluding any period before 1 October 2002) will usually be classed in law as a permanent employee if their contract is renewed, or if they are re-engaged on a new fixed-term contract.
The only exemptions to this are when employment on a further fixed-term contract is objectively justified to achieve a legitimate aim, eg, a genuine business aim that can be objectively justified, and is also a necessary and appropriate way to achieve that aim, or the period of four years has been lengthened under a collective or workplace agreement.
These regulations do not apply to apprentices, students on work experience of a year or less, or people on certain training courses and temporary work schemes.
You will need to make the same tax arrangements for fixed-term employees that you would for permanent employees.
See fixed-term employment contracts and 'equal treatment' principle.
Information about the employment rules and regulations related to using agency workers.
Using agency staff can be ideal, especially when you need emergency temporary cover. It can cost more than employing a temporary staff member directly, but a big benefit is that all of the administration is handled by the recruitment agency.
You usually pay the agency, and the agency pays the worker. The rate the agency charges you could include elements of National Insurance payments, holiday and sick pay, as well as an administration fee and profit margin.
Under the Agency Workers Regulations (Northern Ireland) 2011, agency workers are entitled to the same basic working and employment conditions as permanent staff, provided that they have been in the same role with the same employer for 12 weeks.
It is the recruitment agency's responsibility to ensure agency workers receive the rights they are entitled to such as those under the Working Time Regulations and national minimum wage law. See hours, rest breaks, and the working week and who should be paid the minimum wage.
However, under the Agency Workers Regulations (Northern Ireland) 2011, agency workers are also entitled to equal access to their employer's collective facilities and job vacancies from the first day of their assignment. It will be your responsibility to ensure that these rights are met. Agency workers regulations NI guidance.
You must also ensure that you do not discriminate against agency workers who are working on your business premises.
In addition, under the Parental Leave (EU Directive) (Flexible Working) Regulations (Northern Ireland) 2013, employed agency workers who are returning to work from a period of parental leave are also extended the right to request flexible working. See flexible working: the law and best practice.
Even though agency staff do not work directly for you, you are still responsible for their health and safety. In fact, they are likely to be at greater risk because they don't know the business well. See agency workers' health and safety for more information.
You should also do some research before using an employment agency to ensure you are happy with the agency's reputation.
By law, employment agencies must comply with the Employment (Miscellaneous Provisions) (Northern Ireland) Order 1981 and the Conduct of Employment Agencies and Employment Businesses Regulations (Northern Ireland) 2005. These regulations stop them, for example, from charging workers fees for finding jobs. They must also ensure a worker has any qualifications legally required to do the work. See employment agencies.
Consider whether your business would benefit from the use of freelancers and outside contractors.
One way your business can take advantage of extra skills and labour without taking on many of the responsibilities of an employer is to use freelancers or outside contractors. These are workers who are self-employed or belong to separate outside companies.
For example, you might use an outside IT contractor to build your business website or hire a freelance PR consultant when you want a promotional push for your business.
An advantage of using freelancers and outside contractors is that in many cases they look after all their own income tax affairs and National Insurance contributions. But it's always a good idea to check that you won't be responsible for deducting tax and National Insurance from their payments. Read more on IR35 and other special rules.
People who are genuinely self-employed may not be entitled to the same rights afforded to employees. However, depending on the contract under which they are providing services, they may qualify as workers. Under these circumstances, they would be entitled to workers' rights such as holidays and holiday pay. If you are in any doubt about a person's employment status, you should seek professional advice.
Freelancers and contractors still have a right to the national minimum wage. But if they are being paid by their own firms so this will not affect you.
As an employer, you still have responsibilities for the health and safety of freelancers and contractors. See how to write a health and safety policy for your business. Also, you should check whether your insurance is affected by having non-employees working on your premises.
Remember too that you should avoid discrimination against anyone who carries out work for you, whether they are employed by you or self-employed. See how to prevent discrimination and value diversity.
Description of zero-hours contracts and employer responsibilities relating to them.
There is no legal definition of a zero-hours contract in either Northern Ireland or Great Britain employment law. In general terms, a zero-hours contract is one in which you do not have to guarantee the individual any work and the individual is not obliged to accept any work offered by you.
There is no exact legislation which specifically prohibits or addresses the unfair practices associated with the use of zero hours contracts. Zero hours contracts have attracted attention as they may leave some individuals who rely on them in a precarious position, where working does not bring the standard of living that it should.
Zero-hours contracts are legal under domestic law. If you freely enter into a zero-hours contract with an individual, it is a legitimate form of contract between you and the individual.
There are concerns that individuals who work under zero-hours contracts have no protection under domestic employment law, or that they cannot be an employee. This is not a correct assumption - as in any employment relationship, the employment rights which an individual is entitled to will depend on their employment status.
It is likely that the majority of individuals on zero-hours contracts are either workers or employees.
In many cases, a zero-hours contract staff member will be legally classified as a 'worker' and thus will have some of the rights that an employee has such as statutory holiday entitlement and National Minimum Wage. However, the way the relationship with that worker develops may enhance the employment status to that of an 'employee', who has additional employment rights such as accruing the right to take maternity leave or pay and the right to request flexible working.
As an employer, the advantages of zero-hours contracts include:
Zero-hours contracts allow you to adapt to changes in demand, eg, offering more work when new orders arrive and being able to scale back when they do not. Furthermore, you could use zero-hours contracts to increase the range of services offered such as creating specialist roles or having staff available in different geographical locations.
There are instances, such as students seeking summer employment, where, for example, the flexibility of a zero hours contract suits both parties and is therefore a situation that is broadly accepted.
Through this flexibility, your business could also grow, with limited risk in terms of recruiting permanent staff if you find that the additional services you planned are not taken up. On the other hand, if expansion is successful, zero-hours contracts provide a rapid pathway to fixed-term, annualised hours, full-time, or guaranteed hours of work.
You could retain the skills and experience of staff who might wish to partially retire or who decide to work part-time.
You could also retain a pool of trained and skilled staff, who know the culture of the business and its procedures, rather than agency staff who may not.
You should be aware of the welfare of any individual you employ on a zero-hours contract.
For example, not every zero-hours worker will be happy that they are on such a contract because of a lack of job security. In addition, the inclusion of exclusivity clauses, which means a worker cannot work anywhere else, in some zero-hours contracts has been banned in GB since 26 May 2015. This is currently under review by the Northern Ireland Assembly. Exclusivity clauses may in the future be banned in Northern Ireland in certain employment contracts.
It should also be made clear when advertising or interviewing for a job, or in the contract itself, that an individual is hired on a zero-hours contract, or that there is a possibility they could be offered no work or 'zero-hours'.
As an employer, you need to fulfil and understand your responsibilities towards individuals you hire on a zero-hours contract in terms of their employment rights such as the National Minimum Wage and holiday rights. See who should be paid the minimum wage and know how much holiday to give your staff.
Asking an individual to work at very short notice, which does not allow them to, for example, fulfil family commitments, eg, to arrange childcare, could be problematic for them, causing tension, stress or upset. This can also lead to a feeling of always being on call and can make it difficult to plan ahead.
You should note that where there are long-term zero-hours contracts in place, where work is regularly offered and accepted, there is the potential for difficulties regarding the actual employment status of the individual on the zero-hours contract.
Skills directors and managers should have and the responsibilities they should be given.
Every limited company must have at least one director. Directors are appointed by the shareholders as the people who can best run the company on their behalf.
Directors have a range of responsibilities in areas such as health and safety, tax, and employment law. There are serious penalties for not meeting these responsibilities which makes appointing the right director very important.
There are also restrictions on who can become a director. People who may not become directors include anyone who:
For information on the appointment of directors, see recruiting company directors and running a company or partnership.
You may wish to take on someone to cover you while you're away so that you can spend more time growing the business. Consider whether it would be a good idea to appoint someone to whom you can delegate the day-to-day running of the business.
When preparing the job description, the advert, and the interview questions, you will need to keep in mind the additional qualities, experience, and skills the candidate will need to take on the managerial role.
As an employer, there are various options available to you to meet the demands of a seasonal rush.
You may find your business is subject to seasonal fluctuations in demand. For example, December is a busy time for many businesses, particularly retailers who have to deal with a spike in demand as the Christmas period approaches.
Other areas of work that may be influenced by seasonal differences include farming, construction, and gardening.
The simplest strategy is to try to make do with the existing workforce. Increasing overtime and offering weekend or evening work may be enough to bridge the gap. However, if more labour is needed, new people will have to be brought in. See employing staff for seasonal businesses.
There are various options available to deal with this seasonal rush.
Using agency workers is one possibility. Employment agencies take much of the administrative burden of finding appropriate staff and can respond quickly to fluctuating demand.
However, employers also need to be aware of the Agency Workers Regulations (Northern Ireland) 2011, which give workers entitlements to the same employment conditions as permanent employees after a 12-week qualification period.
Read more on recruiting agency workers.
Zero-hours contracts can give great flexibility to employers and workers. Normally, these contracts create an employment relationship in which there is no obligation for one side to offer work, nor the other to accept it.
They avoid the cost of agency fees and make it straightforward to take on extra staff when needed. But it's important to point out that zero-hours workers have the same rights and protections as other workers, such as annual leave, the national minimum wage, and pay for work-related travel.
Read more on zero-hours contracts.
It may be more appropriate or effective to use short fixed-term contracts and buy in labour for a particular project or period.
Fixed-term work terminates after a specified period, but contract workers are entitled to the same pay and conditions as permanent staff, equivalent benefits, information about permanent vacancies, and protection from unfavourable treatment.
It's good practice to make notice provisions in fixed-term contracts in case employment needs to be terminated early.
Read more on understanding fixed-term contracts.
Like other staff, seasonal and temporary workers must be assessed to see if they qualify for automatic enrolment into a workplace pension. Assessing these types of employees can take more time because of varying hours and earnings.
Employers who know their staff will be working for them for less than three months can use postponement. This postpones the legal duty to assess staff for a period of three months. During this postponement period, employers will not need to enroll staff in a pension unless they request to be enrolled. Employers who do delay have to tell their employees in writing. See the Pensions Regulator's guidance on employing seasonal or temporary staff.
How data protection procedures apply to staff recruitment information.
The Data Protection Act covers information gathered during the recruitment and selection process, eg, information in application forms or CVs. Staff involved in recruitment should handle any personal information gathered securely. Under the UK General Data Protection Regulations (UK GDPR), you must explain to job applicants what you do with their personal data. An applicant privacy notice should cover what you do with job applicants' personal data during an active recruitment process, and what you should do at the end of that process with the personal data of both unsuccessful applicants and successful applicants who do not accept the job they are offered.
See the Information Commissioner's Office (ICO) guidance on the Data Protection Act 2018.
You should also make sure that any recruitment advertisements clearly identify your organisation or the employment agency you are using.
Application forms should not ask for irrelevant or unnecessary personal information, such as banking details. See advertising a job and interviewing candidates.
If you are going to use information gathered during recruitment processes for other purposes, such as marketing, you must explain this clearly to those involved. Information should not be shared with other organisations without the individual's consent.
Sensitive data recorded for equal opportunities purposes - for example, concerning disabilities, race, or sexual orientation - must be used for that purpose only.
Finally, if you are going to check the information supplied by applicants, you should let them know why and how you plan to do so. For example, criminal record checks should always be done through AccessNI. See AccessNI criminal records checks.
If someone asks you for information about a worker's record or for a reference for them, you should always check their identity and whether they are entitled to this information. You should only supply a confidential reference or information about a worker if you are absolutely sure that you have their explicit and unambiguous consent to do so.
If you want to expand your business, one way to do this is to take on new staff.
If you want to expand your business, one way to do this is to take on new staff. Recruiting new staff means taking a chance and investing in your business, so it's essential that you choose the right recruitment methods to suit your individual business needs.
You're going to be spending time and money on recruiting someone new, so look at your staffing needs in relation to your business objectives. Consider why you're looking for extra help and how long you will need it for. Could another option be more viable, such as sharing work amongst existing employees, reorganising the company structure, or rearranging tasks? See recruiting new staff and the alternatives.
If you are taking on your first employee, you may be required to register as an employer with HM Revenue & Customs (HMRC). Most new employers can register online, but some will need to register by email, by telephone, or with an HMRC office. See how to register as an employer.
The options you have for employing a new worker will depend on factors such as how constant the work is, how long it will last, and the number of hours per week. There are a number of options available, including permanent employees, fixed-term contract employees, self-employed freelancers or contractors, and employment agency staff. In addition, do you need someone there on a full-time or part-time basis? See recruiting staff: your options.
Preparing a job description is not a legal requirement, but it can help with deciding the scope of the work, advertising the job, and clarifying what applicants will have to do in the job. It can also help to identify a new recruit's performance and identify their training needs. If you decide to include a person specification, you should include the essential and desirable knowledge, experience, and skills you are looking for. If you already have an existing job description and person specification for a role, these should be reviewed prior to a recruitment exercise to ensure they are still accurate. See writing a person specification and job description.
Offering a competitive salary and benefits will help you attract the best person for the job. However, you should balance this with how low you need to keep your costs. Work out what you can afford and assess whether the job requires specialised skills that should be reflected in the wages. See how to set the right pay rates.
There are many options available when advertising a job, including newspapers, online recruitment sites, and employment agencies. Decide on the most appropriate option for your business, ensuring you reach as wide a group of suitably qualified potential candidates as you can. When you have the replies to your advertisement, compare the skills and experience against the job description, draw up a list of candidates, and invite them to interview. Carry out appropriate preparation for the interview so it will be as easy as possible for you and the candidate. See recruitment forms and templates.
The final stage of the recruitment process involves choosing the successful candidate. You can inform them by telephone or email, followed up by a formal confirmation in a letter, which should set out the main terms and conditions of the job. It should also state whether the offer is conditional, ie, subject to the outcome of checks, or unconditional, ie, not subject to any further checks. Once the offer is accepted, a contract of employment exists between you and the employee. See job offers and staff inductions.
Further information on recruitment can be found in the Invest Northern Ireland Employers' Handbook, which outlines both legal essentials and best practice guidelines for effective HR management.
Practical tips to help you get it right when recruiting employees for the first time.
When you become an employer for the first time and take on a new employee, there are important checks you must make. Here are eight key steps that you should consider when employing staff for the first time.
Almost all workers are legally entitled to the National Minimum Wage. The National Living Wage is higher than the National Minimum Wage - workers get it if they are 21 years old and over. See National Minimum Wage and National Living Wage - rates and overview.
You should carry out an initial identity check on workers and verify their references and qualifications. You may also wish to include health checks as part of your recruitment process. See pre-employment checks.
You must check whether your employee is legally entitled to work in the UK. See ensure your workers are eligible to work in the UK.
Certain types of employment, eg, security or working with children or vulnerable adults, require an AccessNI criminal records check. See AccessNI criminal records checks.
You will need employers' liability insurance as soon as you become an employer. This insurance enables businesses to meet the costs of damages and legal fees for employees who are injured or fall ill at work through the fault of the employer. See employers' liability insurance.
Once you have chosen your new employee, you should send them details of the job in writing. This should set out the main terms and conditions of the job. You also need to give your employee a written statement of employment particulars if you're employing them for more than one month.
If you employ someone, you will need to register as an employer with HMRC. See registering and getting started with PAYE.
All employers must provide workers with a qualifying workplace pension. Read more on automatic enrolment into a workplace pension.
Advice on how effective recruitment will ensure you get the right people to grow your business.
A short 2-minute video explaining how effective recruitment will ensure you get the right people to grow your business.
Consider if you need more staff and what alternatives there are to taking on new staff.
Before spending time and money on employing someone new, you should weigh up whether you really need to recruit new staff. To do this, look at your staffing needs in relation to the wider objectives of the business.
You may need extra help immediately, or you may simply be thinking about your future staffing requirements. In both cases, it's valuable to plan as far ahead as you can.
You should consider why you're looking for extra help and how long you will need it for.
When considering staff recruitment, ask yourself the following questions:
If you are taking on your first employee, you may be required to register as an employer with HM Revenue & Customs (HMRC). See how to employ someone: step-by-step guidance. This guidance provides information on what you will need to register as an employer and takes you through the registration process. Alternatively, you can call the HMRC New Employer Helpline on Tel 0300 200 3211 or Textphone 0300 200 3212.
You can register as an employer online with HMRC.
You are also required to check whether any potential employee is eligible to enter, stay, and work in the UK. See ensure your workers are eligible to work in the UK.
Since recruitment can be expensive and time-consuming, other options you could consider include:
In terms of employment relations, relying on the goodwill of staff to cover unforeseen extra duties may be fine as a short-term solution. However, predictable staff shortages due to a lack of planning or in a deliberate attempt to save costs is likely to damage working relations with your existing workforce. It is also potentially damaging to your business reputation, which in turn may make it harder to attract staff in the future.
Practical help for employers to recruit staff in Northern Ireland.
If you need help with recruiting or retaining staff, the Department for Communities' (DfC) range of employer services and provision can offer support. See further information on the support available from DfC on finding staff.
From multi-national companies to the shop-owner on the corner, DfC operates a tailored recruitment service across Northern Ireland that offers recruitment advice and support to employers.
A team of highly experienced staff can discuss and tailor a level of service to meet your needs from start to finish. This service may include advice and guidance, advertisement and promotion of vacancies, CV sifting, and interview facilities, access to a range of employment and disability support provision, bespoke events, and inclusion within employability and skills initiatives.
A dedicated Client Executive is appointed for large and public sector businesses, offering employers a single point of contact for all their recruitment needs.
Email: dfcemployerservices@communities.gov.uk
Tel: 028 9037 6183
Small, medium, and micro-sized employers can avail of bespoke support from a dedicated Employer Adviser based within each local Jobs & Benefits office. See the contacts list for Employer Advisers in each Jobs & Benefits office.
Provides a one-stop shop with information and guidance for people commuting across the border in order to work. Read more information on Cross Border Partnership Employment Services.
An opportunity for employers to showcase their vacancies and for jobseekers to speak with employers about job opportunities.
This is an event where employers can come into our Jobs & Benefits offices to speak with job seekers about the vacancies and opportunities they offer and what it is like to work for them.
Our employer engagement staff can facilitate employer recruitment events through the use of DfC's office facilities, offering pre-selection/application sifting, candidate matching, sourcing suitable applicants, interview facilities, and in-person assistance on the day.
JobApplyNI.com is a free, government-supported website developed by DfC that allows you to advertise your job vacancies online. Connected to a network of 35 Jobs and Benefits Offices throughout Northern Ireland and staffed with a locally based customer service team, JobApplyNI is well-placed to service your recruitment needs.
Read more on how to register and advertise a job using JobApplyNI.com.
To access DfC's service:
Recruiting options for employers taking on new staff.
You must consider the type of worker you wish to employ, depending on factors such as:
You have a number of options for recruiting staff including:
Permanent employees can be full-time or part-time. Permanent does not mean forever, it simply means there is no identified end date ie they have an open-ended employment contract with you. You have obligations to them, but they will be an investment in your business. See recruiting full-time or part-time employees.
Fixed-term contract employees have an employment contract with you for a predetermined time or until a specific task has been completed. You'll still have employer obligations but only for the duration of the contract. See recruiting staff on fixed-term contracts.
Temporary staff are engaged by the agency and supplied to you. Your contract is with the employment agency to supply you with staff, but you still have certain legal responsibilities towards the agency worker. See recruiting agency workers.
This gives you the minimum of employer obligations. But you need to be sure that the people are legally defined as self-employed. See am I legally classed as self-employed?
These allow you to employ people casually ie as and when required, and to have people on-call to work whenever necessary and mutually convenient. Generally, you are not obliged to offer work, nor is there a responsibility for the worker to accept any work. Look at the terms of any zero-hours contract carefully as it may affect the employment status of the worker and your responsibility towards them. See zero-hours contracts.
If you plan to employ children or young people, you must keep in mind that there are restrictions on the hours and types of work that they can legally carry out. See employing children and young people.
You will have to make tax arrangements for all employees and may also have to make tax arrangements for workers directly engaged by you. See employment status.
Employer responsibilities to full-time and part-time employees.
Regardless of whether your employees are full-time or part-time, you will have responsibilities to them. Some apply straight away, others after a minimum period of continuous employment - see continuous employment and employee rights.
You must give them a written statement of the main terms and conditions of their contract of employment within two months of starting their employment where the contract of employment is to last more than one month. See the written statement of employment.
You must give them an itemised pay statement at or before the time of payment. See pay: employer obligations.
You'll have to make sure the working environment is safe and secure. See safer ways of working.
You must also have insurance to protect against claims for any illnesses, injuries, or diseases your employees may pick up as a result of working for you. See business insurance: the basics.
You'll need to register as an employer with HM Revenue & Customs (HMRC) to set up a payroll, deducting tax and National Insurance contributions from your employees' pay and forwarding the money to HMRC. See how to register as an employer.
Your employees will be entitled to a minimum level of paid holiday, a maximum length of a working week (unless they opt out of this), and minimum levels of rest breaks. See hours, rest breaks, and the working week. Also, see know how much holiday to give your staff.
They must also be paid at least the national minimum wage. Find out the National Minimum Wage and National Living Wage rates.
If members of your staff are off sick for more than three working days, they may be entitled to statutory sick pay. See manage absence and sickness.
If your employee is pregnant or is about to or has recently become a parent, they may be entitled to maternity, paternity, adoption leave, or shared parental leave. They may also be entitled to parental leave during the first 18 years of their child's life (longer for a disabled child). Parents may also be eligible for Parental Bereavement Leave and Pay.
Read more on statutory leave and pay entitlements.
You must also seriously consider any requests from employees who wish to work more flexibly. See flexible working: the law and best practice. Since April 2015, any eligible employee has the right to make a flexible working request, not just those with children or caring responsibilities.
You must treat your employees fairly and avoid discrimination. If things do go wrong, all employees are entitled to fair treatment, whether you must dismiss them, make their position redundant, or if you're selling your business. Read more on how to prevent discrimination and value diversity.
If your employee is disabled, you must make 'reasonable' adjustments to reduce or remove the impact of physical features of your premises if they put the employee at a disadvantage compared with non-disabled employees. Read more on disabled access and facilities in business premises.
Advantages and disadvantages of using fixed-term employment contracts when recruiting new staff.
There may be times when it's best for your business to take on somebody on a fixed-term employment contract.
A fixed-term employment contract is one which either:
For example, if you're a shopkeeper you may want to take on someone for just three months to cover the busy run-up to Christmas. Or you may wish to employ someone specifically to cover for another person who is on maternity, adoption or parental leave.
Fixed-term employment contracts give you the advantage of bringing in specific skills and labour as and when they are needed.
It's important to remember that unless there are special circumstances that can be justified, you have a legal responsibility to treat fixed-term employees the same as comparable permanent employees. This means you must give them:
Fixed-term employees also have access to the same employment rights as their permanent equivalents.
Under the Fixed-term Employees (Prevention of Less Favourable Treatment) Regulations (Northern Ireland) 2002, any employee who has been on a fixed-term contract for four or more years (excluding any period before 1 October 2002) will usually be classed in law as a permanent employee if their contract is renewed, or if they are re-engaged on a new fixed-term contract.
The only exemptions to this are when employment on a further fixed-term contract is objectively justified to achieve a legitimate aim, eg, a genuine business aim that can be objectively justified, and is also a necessary and appropriate way to achieve that aim, or the period of four years has been lengthened under a collective or workplace agreement.
These regulations do not apply to apprentices, students on work experience of a year or less, or people on certain training courses and temporary work schemes.
You will need to make the same tax arrangements for fixed-term employees that you would for permanent employees.
See fixed-term employment contracts and 'equal treatment' principle.
Information about the employment rules and regulations related to using agency workers.
Using agency staff can be ideal, especially when you need emergency temporary cover. It can cost more than employing a temporary staff member directly, but a big benefit is that all of the administration is handled by the recruitment agency.
You usually pay the agency, and the agency pays the worker. The rate the agency charges you could include elements of National Insurance payments, holiday and sick pay, as well as an administration fee and profit margin.
Under the Agency Workers Regulations (Northern Ireland) 2011, agency workers are entitled to the same basic working and employment conditions as permanent staff, provided that they have been in the same role with the same employer for 12 weeks.
It is the recruitment agency's responsibility to ensure agency workers receive the rights they are entitled to such as those under the Working Time Regulations and national minimum wage law. See hours, rest breaks, and the working week and who should be paid the minimum wage.
However, under the Agency Workers Regulations (Northern Ireland) 2011, agency workers are also entitled to equal access to their employer's collective facilities and job vacancies from the first day of their assignment. It will be your responsibility to ensure that these rights are met. Agency workers regulations NI guidance.
You must also ensure that you do not discriminate against agency workers who are working on your business premises.
In addition, under the Parental Leave (EU Directive) (Flexible Working) Regulations (Northern Ireland) 2013, employed agency workers who are returning to work from a period of parental leave are also extended the right to request flexible working. See flexible working: the law and best practice.
Even though agency staff do not work directly for you, you are still responsible for their health and safety. In fact, they are likely to be at greater risk because they don't know the business well. See agency workers' health and safety for more information.
You should also do some research before using an employment agency to ensure you are happy with the agency's reputation.
By law, employment agencies must comply with the Employment (Miscellaneous Provisions) (Northern Ireland) Order 1981 and the Conduct of Employment Agencies and Employment Businesses Regulations (Northern Ireland) 2005. These regulations stop them, for example, from charging workers fees for finding jobs. They must also ensure a worker has any qualifications legally required to do the work. See employment agencies.
Consider whether your business would benefit from the use of freelancers and outside contractors.
One way your business can take advantage of extra skills and labour without taking on many of the responsibilities of an employer is to use freelancers or outside contractors. These are workers who are self-employed or belong to separate outside companies.
For example, you might use an outside IT contractor to build your business website or hire a freelance PR consultant when you want a promotional push for your business.
An advantage of using freelancers and outside contractors is that in many cases they look after all their own income tax affairs and National Insurance contributions. But it's always a good idea to check that you won't be responsible for deducting tax and National Insurance from their payments. Read more on IR35 and other special rules.
People who are genuinely self-employed may not be entitled to the same rights afforded to employees. However, depending on the contract under which they are providing services, they may qualify as workers. Under these circumstances, they would be entitled to workers' rights such as holidays and holiday pay. If you are in any doubt about a person's employment status, you should seek professional advice.
Freelancers and contractors still have a right to the national minimum wage. But if they are being paid by their own firms so this will not affect you.
As an employer, you still have responsibilities for the health and safety of freelancers and contractors. See how to write a health and safety policy for your business. Also, you should check whether your insurance is affected by having non-employees working on your premises.
Remember too that you should avoid discrimination against anyone who carries out work for you, whether they are employed by you or self-employed. See how to prevent discrimination and value diversity.
Description of zero-hours contracts and employer responsibilities relating to them.
There is no legal definition of a zero-hours contract in either Northern Ireland or Great Britain employment law. In general terms, a zero-hours contract is one in which you do not have to guarantee the individual any work and the individual is not obliged to accept any work offered by you.
There is no exact legislation which specifically prohibits or addresses the unfair practices associated with the use of zero hours contracts. Zero hours contracts have attracted attention as they may leave some individuals who rely on them in a precarious position, where working does not bring the standard of living that it should.
Zero-hours contracts are legal under domestic law. If you freely enter into a zero-hours contract with an individual, it is a legitimate form of contract between you and the individual.
There are concerns that individuals who work under zero-hours contracts have no protection under domestic employment law, or that they cannot be an employee. This is not a correct assumption - as in any employment relationship, the employment rights which an individual is entitled to will depend on their employment status.
It is likely that the majority of individuals on zero-hours contracts are either workers or employees.
In many cases, a zero-hours contract staff member will be legally classified as a 'worker' and thus will have some of the rights that an employee has such as statutory holiday entitlement and National Minimum Wage. However, the way the relationship with that worker develops may enhance the employment status to that of an 'employee', who has additional employment rights such as accruing the right to take maternity leave or pay and the right to request flexible working.
As an employer, the advantages of zero-hours contracts include:
Zero-hours contracts allow you to adapt to changes in demand, eg, offering more work when new orders arrive and being able to scale back when they do not. Furthermore, you could use zero-hours contracts to increase the range of services offered such as creating specialist roles or having staff available in different geographical locations.
There are instances, such as students seeking summer employment, where, for example, the flexibility of a zero hours contract suits both parties and is therefore a situation that is broadly accepted.
Through this flexibility, your business could also grow, with limited risk in terms of recruiting permanent staff if you find that the additional services you planned are not taken up. On the other hand, if expansion is successful, zero-hours contracts provide a rapid pathway to fixed-term, annualised hours, full-time, or guaranteed hours of work.
You could retain the skills and experience of staff who might wish to partially retire or who decide to work part-time.
You could also retain a pool of trained and skilled staff, who know the culture of the business and its procedures, rather than agency staff who may not.
You should be aware of the welfare of any individual you employ on a zero-hours contract.
For example, not every zero-hours worker will be happy that they are on such a contract because of a lack of job security. In addition, the inclusion of exclusivity clauses, which means a worker cannot work anywhere else, in some zero-hours contracts has been banned in GB since 26 May 2015. This is currently under review by the Northern Ireland Assembly. Exclusivity clauses may in the future be banned in Northern Ireland in certain employment contracts.
It should also be made clear when advertising or interviewing for a job, or in the contract itself, that an individual is hired on a zero-hours contract, or that there is a possibility they could be offered no work or 'zero-hours'.
As an employer, you need to fulfil and understand your responsibilities towards individuals you hire on a zero-hours contract in terms of their employment rights such as the National Minimum Wage and holiday rights. See who should be paid the minimum wage and know how much holiday to give your staff.
Asking an individual to work at very short notice, which does not allow them to, for example, fulfil family commitments, eg, to arrange childcare, could be problematic for them, causing tension, stress or upset. This can also lead to a feeling of always being on call and can make it difficult to plan ahead.
You should note that where there are long-term zero-hours contracts in place, where work is regularly offered and accepted, there is the potential for difficulties regarding the actual employment status of the individual on the zero-hours contract.
Skills directors and managers should have and the responsibilities they should be given.
Every limited company must have at least one director. Directors are appointed by the shareholders as the people who can best run the company on their behalf.
Directors have a range of responsibilities in areas such as health and safety, tax, and employment law. There are serious penalties for not meeting these responsibilities which makes appointing the right director very important.
There are also restrictions on who can become a director. People who may not become directors include anyone who:
For information on the appointment of directors, see recruiting company directors and running a company or partnership.
You may wish to take on someone to cover you while you're away so that you can spend more time growing the business. Consider whether it would be a good idea to appoint someone to whom you can delegate the day-to-day running of the business.
When preparing the job description, the advert, and the interview questions, you will need to keep in mind the additional qualities, experience, and skills the candidate will need to take on the managerial role.
As an employer, there are various options available to you to meet the demands of a seasonal rush.
You may find your business is subject to seasonal fluctuations in demand. For example, December is a busy time for many businesses, particularly retailers who have to deal with a spike in demand as the Christmas period approaches.
Other areas of work that may be influenced by seasonal differences include farming, construction, and gardening.
The simplest strategy is to try to make do with the existing workforce. Increasing overtime and offering weekend or evening work may be enough to bridge the gap. However, if more labour is needed, new people will have to be brought in. See employing staff for seasonal businesses.
There are various options available to deal with this seasonal rush.
Using agency workers is one possibility. Employment agencies take much of the administrative burden of finding appropriate staff and can respond quickly to fluctuating demand.
However, employers also need to be aware of the Agency Workers Regulations (Northern Ireland) 2011, which give workers entitlements to the same employment conditions as permanent employees after a 12-week qualification period.
Read more on recruiting agency workers.
Zero-hours contracts can give great flexibility to employers and workers. Normally, these contracts create an employment relationship in which there is no obligation for one side to offer work, nor the other to accept it.
They avoid the cost of agency fees and make it straightforward to take on extra staff when needed. But it's important to point out that zero-hours workers have the same rights and protections as other workers, such as annual leave, the national minimum wage, and pay for work-related travel.
Read more on zero-hours contracts.
It may be more appropriate or effective to use short fixed-term contracts and buy in labour for a particular project or period.
Fixed-term work terminates after a specified period, but contract workers are entitled to the same pay and conditions as permanent staff, equivalent benefits, information about permanent vacancies, and protection from unfavourable treatment.
It's good practice to make notice provisions in fixed-term contracts in case employment needs to be terminated early.
Read more on understanding fixed-term contracts.
Like other staff, seasonal and temporary workers must be assessed to see if they qualify for automatic enrolment into a workplace pension. Assessing these types of employees can take more time because of varying hours and earnings.
Employers who know their staff will be working for them for less than three months can use postponement. This postpones the legal duty to assess staff for a period of three months. During this postponement period, employers will not need to enroll staff in a pension unless they request to be enrolled. Employers who do delay have to tell their employees in writing. See the Pensions Regulator's guidance on employing seasonal or temporary staff.
How data protection procedures apply to staff recruitment information.
The Data Protection Act covers information gathered during the recruitment and selection process, eg, information in application forms or CVs. Staff involved in recruitment should handle any personal information gathered securely. Under the UK General Data Protection Regulations (UK GDPR), you must explain to job applicants what you do with their personal data. An applicant privacy notice should cover what you do with job applicants' personal data during an active recruitment process, and what you should do at the end of that process with the personal data of both unsuccessful applicants and successful applicants who do not accept the job they are offered.
See the Information Commissioner's Office (ICO) guidance on the Data Protection Act 2018.
You should also make sure that any recruitment advertisements clearly identify your organisation or the employment agency you are using.
Application forms should not ask for irrelevant or unnecessary personal information, such as banking details. See advertising a job and interviewing candidates.
If you are going to use information gathered during recruitment processes for other purposes, such as marketing, you must explain this clearly to those involved. Information should not be shared with other organisations without the individual's consent.
Sensitive data recorded for equal opportunities purposes - for example, concerning disabilities, race, or sexual orientation - must be used for that purpose only.
Finally, if you are going to check the information supplied by applicants, you should let them know why and how you plan to do so. For example, criminal record checks should always be done through AccessNI. See AccessNI criminal records checks.
If someone asks you for information about a worker's record or for a reference for them, you should always check their identity and whether they are entitled to this information. You should only supply a confidential reference or information about a worker if you are absolutely sure that you have their explicit and unambiguous consent to do so.
If you want to expand your business, one way to do this is to take on new staff.
If you want to expand your business, one way to do this is to take on new staff. Recruiting new staff means taking a chance and investing in your business, so it's essential that you choose the right recruitment methods to suit your individual business needs.
You're going to be spending time and money on recruiting someone new, so look at your staffing needs in relation to your business objectives. Consider why you're looking for extra help and how long you will need it for. Could another option be more viable, such as sharing work amongst existing employees, reorganising the company structure, or rearranging tasks? See recruiting new staff and the alternatives.
If you are taking on your first employee, you may be required to register as an employer with HM Revenue & Customs (HMRC). Most new employers can register online, but some will need to register by email, by telephone, or with an HMRC office. See how to register as an employer.
The options you have for employing a new worker will depend on factors such as how constant the work is, how long it will last, and the number of hours per week. There are a number of options available, including permanent employees, fixed-term contract employees, self-employed freelancers or contractors, and employment agency staff. In addition, do you need someone there on a full-time or part-time basis? See recruiting staff: your options.
Preparing a job description is not a legal requirement, but it can help with deciding the scope of the work, advertising the job, and clarifying what applicants will have to do in the job. It can also help to identify a new recruit's performance and identify their training needs. If you decide to include a person specification, you should include the essential and desirable knowledge, experience, and skills you are looking for. If you already have an existing job description and person specification for a role, these should be reviewed prior to a recruitment exercise to ensure they are still accurate. See writing a person specification and job description.
Offering a competitive salary and benefits will help you attract the best person for the job. However, you should balance this with how low you need to keep your costs. Work out what you can afford and assess whether the job requires specialised skills that should be reflected in the wages. See how to set the right pay rates.
There are many options available when advertising a job, including newspapers, online recruitment sites, and employment agencies. Decide on the most appropriate option for your business, ensuring you reach as wide a group of suitably qualified potential candidates as you can. When you have the replies to your advertisement, compare the skills and experience against the job description, draw up a list of candidates, and invite them to interview. Carry out appropriate preparation for the interview so it will be as easy as possible for you and the candidate. See recruitment forms and templates.
The final stage of the recruitment process involves choosing the successful candidate. You can inform them by telephone or email, followed up by a formal confirmation in a letter, which should set out the main terms and conditions of the job. It should also state whether the offer is conditional, ie, subject to the outcome of checks, or unconditional, ie, not subject to any further checks. Once the offer is accepted, a contract of employment exists between you and the employee. See job offers and staff inductions.
Further information on recruitment can be found in the Invest Northern Ireland Employers' Handbook, which outlines both legal essentials and best practice guidelines for effective HR management.
Practical tips to help you get it right when recruiting employees for the first time.
When you become an employer for the first time and take on a new employee, there are important checks you must make. Here are eight key steps that you should consider when employing staff for the first time.
Almost all workers are legally entitled to the National Minimum Wage. The National Living Wage is higher than the National Minimum Wage - workers get it if they are 21 years old and over. See National Minimum Wage and National Living Wage - rates and overview.
You should carry out an initial identity check on workers and verify their references and qualifications. You may also wish to include health checks as part of your recruitment process. See pre-employment checks.
You must check whether your employee is legally entitled to work in the UK. See ensure your workers are eligible to work in the UK.
Certain types of employment, eg, security or working with children or vulnerable adults, require an AccessNI criminal records check. See AccessNI criminal records checks.
You will need employers' liability insurance as soon as you become an employer. This insurance enables businesses to meet the costs of damages and legal fees for employees who are injured or fall ill at work through the fault of the employer. See employers' liability insurance.
Once you have chosen your new employee, you should send them details of the job in writing. This should set out the main terms and conditions of the job. You also need to give your employee a written statement of employment particulars if you're employing them for more than one month.
If you employ someone, you will need to register as an employer with HMRC. See registering and getting started with PAYE.
All employers must provide workers with a qualifying workplace pension. Read more on automatic enrolment into a workplace pension.
Advice on how effective recruitment will ensure you get the right people to grow your business.
A short 2-minute video explaining how effective recruitment will ensure you get the right people to grow your business.
Employers' additional health and safety obligations towards pregnant workers and female workers of childbearing age.
You have a legal duty to protect the health and safety of pregnant mothers at work. This includes workers who could be pregnant as well as those who you know are pregnant.
Some substances, processes, and working conditions may affect human fertility as well as pose a risk to a pregnant worker and/or her unborn child. Therefore, you must think about the health of women of childbearing age, not just those who have told you that they are pregnant.
If you employ women of childbearing age, you should, as part of your normal risk assessment, consider if any work is likely to present a particular risk to them - whether or not they might be pregnant.
As part of your legal duty to take measures to protect your workers, all employers must undertake a workplace risk assessment for their pregnant employees. For further information see risk assessment for pregnant workers and new mothers - employer guidance from the Health and Safety Executive NI (HSENI).
You should also encourage workers, eg, via your workplace fertility policy, pregnancy at work, maternity policy or staff handbook, to notify you as soon as possible if they become pregnant. This is so you can identify if any further action is needed.
You are entitled to ask a pregnant worker to provide:
Note that you do not have to:
Once a worker notifies you that she is pregnant, you should review the risk assessment for her specific work and identify any changes that are necessary to protect her health and that of her unborn baby. Involve the worker in the process and review the assessment as her pregnancy progresses to see if any further adjustments are needed.
However, even if a pregnant worker has not formally notified you of her pregnancy, it is good practice to do a risk assessment for her if you become aware that she is pregnant.
For more information on health and safety risk assessments, see health and safety risk assessment.
It is good practice for an employer to hold a pre-maternity leave meeting with an employee to discuss and agree issues such as:
Things that might be hazardous to female employees - and pregnant workers in particular - include:
If you identify a risk that could cause harm to your worker or their unborn child, you must decide if you can control it. If you cannot control or remove the risk, you must do the following: adjust working conditions or working hours to avoid the risk or offer her suitable alternative work.
If this isn't possible, you must suspend the worker on paid leave for as long as necessary to protect their health and safety and that of their child.
Managing the health and safety of pregnant workers and new mothers - HSENI employer guidance.
You're required by law to provide somewhere for pregnant and breastfeeding mothers to rest.
Pregnant workers and breastfeeding mothers are entitled to more frequent rest breaks. You should talk to them so you can agree on the timing and frequency.
You are legally required to provide a suitable area where employees can rest, including somewhere to lie down if necessary. You must provide a private, hygienic, and safe room for nursing mothers to express milk if they choose to and somewhere to store breast milk, eg, a fridge. Toilet facilities are not a suitable or hygienic place for this purpose.
Although there is no legal right for an employee to take time off from their job in order to breastfeed, express milk for storage and later use, or take rest periods you should consider adapting working hours to enable an employee to continue to breastfeed or express milk. A refusal to adpapt working hours could be indirect sex discrimination unless the employer can show the refusal is justified by the needs of the business.
When an employee who is pregnant, or has recently given birth, or who is breast-feeding may have to be suspended from work on maternity grounds.
Where an expectant or new mother would be exposed to risk if she continued to perform her contractual duties, the employer is obliged to alter her working conditions or working hours if it is reasonable to do so and if it would avoid the risk. If it is not reasonable to make alterations, the employer must offer the employee suitable alternative work, or if that isn't possible, suspend the employee from work for as long as necessary to avoid the risk.
If an employee is medically suspended from work because of health and safety reasons, an employer can start the employee's maternity leave from 4 weeks before the week the baby is due. If an employee's baby is due in less than 4 weeks, their maternity leave will start automatically.
Where an employer has available suitable alternative work for an employee, the employee has a right to be offered the alternative work before being suspended from work on maternity grounds. For alternative work to be suitable for an employee for this purpose:
In summary, an employee who is pregnant, has recently given birth, or who is breastfeeding may have to be suspended from work on maternity grounds if continued attendance might damage her or the baby's health.
In general, the duty to suspend from work does not arise unless and until the employee has given the employer written notice that she is pregnant, has given birth within the previous six months, or is breastfeeding.
An employee who is suspended is entitled to full pay, which includes any bonuses or commissions they would have been paid. Their suspension should last until the risk to them or their baby has been removed.
If the employee unreasonably refuses suitable alternative work, the employer doesn't have to pay them.
An employee is entitled to make a complaint to an industrial tribunal if there is suitable alternative work available which her employer has failed to offer her before suspending her from work on maternity grounds. They can also complain to an industrial tribunal if they don't get the right amount of pay.
A pregnant employee is entitled to paid time off to attend antenatal care appointments during working hours.
All pregnant employees have the right to reasonable paid time off to attend antenatal care appointments. Employers should bear in mind that the right to paid time off is a right to be permitted time off during working hours, and it will not be reasonable for the employer to avoid this by rearranging the individual's working schedule or requiring her to make up lost time.
Antenatal care covers not only medical examinations related to the pregnancy but also, for example, relaxation classes and parent-craft classes. There is no service requirement for this right.
However, the right to time off only applies if the appointment is recommended by a registered midwife, health visitor, registered nurse, or registered medical practitioner (eg, a doctor).
Therefore, you are entitled to ask for evidence of antenatal appointments - except in the case of the very first appointment.
You can request that the employee show you:
The law does not set out what 'reasonable' means regarding time off. Employees must request the time off and have the right not to be unreasonably refused time off. Tribunals are likely to find it unreasonable if an employer refuses to allow time off for appointments that are based on medical advice. Part-time employees should not be pressured to take appointments on their days off.
The amount of time off will depend on the time that the appointment is made, and it will not be unreasonable for an employer to expect an employee to attend for the part of the day that they can outside the appointment time. Time off also includes travelling time and waiting time for appointments. Abuse of the time off provisions may normally be handled under the absence management procedures, but should be handled with caution.
You must pay the employee her normal hourly rate during the period of time off for antenatal care.
Where the employee is paid a fixed annual salary, she should simply be paid as normal. In other cases, calculate the rate by dividing the amount of a week's pay by the number of the employee's normal working hours in a week. The normal working hours will usually be set out in her contract of employment.
If her weekly working hours vary, you should average them over the previous 12 complete working weeks. If the employee has yet to complete 12 weeks' service, estimate the average considering:
Overtime is counted only if it is required and contractually guaranteed.
Labour Relations Agency (LRA) guidance on time off work rights and responsibilities.
A pregnant employee could bring an unlawful discrimination and/or unfair dismissal claim to a tribunal if you:
A pregnant employee can bring a claim regardless of whether or not:
All she has to have done is act in good faith in seeking to assert the right.
See pregnant workers, dismissal and discrimination.
Following changes to the Work and Families Act (Northern Ireland) 2015, both employees and Agency workers, who have a qualifying relationship with the pregnant woman or her expected child, have the right to unpaid time off to attend up to two antenatal appointments. There is no qualifying period for entitlement to this right. An agency worker will have rights to antenatal medical appointments and antenatal classes, after completing a 12-week qualifying period on the same assignment if they cannot reasonably arrange them outside working hours. The employee or agency worker must request the time off and cannot simply rely on these provisions as an after-the-fact justification for the absence from work. The right applies whether the child is conceived naturally or through donor insemination.
A person in a qualifying relationship would include:
The time off for each appointment is capped at 6.5 hours (which includes travelling and waiting time).
Although the regulations state that a person is in a qualifying relationship with a pregnant woman if he or she is the husband or civil partner of that woman, it is presumably the case that this category would also extend to the wife of the pregnant woman. Paragraph 7.1 of Part 2 of the Marriage (Same-sex Couples) and Civil Partnership (Opposite-sex Couples) (Northern Ireland) Regulations 2019, provides that any reference in legislation to a person who is married is to be read as including a reference to a person who is married to a person of the same sex.
How employers can ensure they stay on the right side of sex discrimination law and appropriately support pregnant workers.
You must not treat a worker unfairly because she is pregnant. This may result in a claim of sex discrimination. Such unfair treatment includes dismissal.
It is an automatically unfair dismissal if you dismiss - or select for redundancy - an employee solely or mainly:
Only employees can claim unfair dismissal, but all workers can claim unlawful sex discrimination if they are dismissed or treated unreasonably for a reason relating to their pregnancy.
It amounts to unlawful sex discrimination if you:
You can never justify this type of discrimination.
As pregnancy-related dismissals are discriminatory, it's likely that a pregnant employee would not only claim unfair dismissal but also unlawful sex discrimination. There is a limit on the amount of compensation a tribunal can award for unfair dismissal but not for unlawful discrimination.
A pregnant worker would only be able to claim unlawful sex discrimination, but there is still no limit on any tribunal compensation they might receive.
How employers can support employees to continue breastfeeding on their return to work after maternity leave.
There are business benefits for employers who take proactive steps to discuss and promote breastfeeding with employees returning from maternity leave to help facilitate their transition back to work.
Employers are required by law to provide somewhere for breastfeeding employees to rest. Where necessary, this should include somewhere for them to lie down.
Although there is no legal right for an employee to take time off from their job in order to breastfeed, express milk for storage and later use, or take rest periods you should consider adapting working hours to enable an employee to continue to breastfeed or express milk. A refusal to adapt working hours could be indirect sex discrimination unless the employer can show the refusal is justified by the needs of the business.
Employers are legally required to provide somewhere for breastfeeding employees to rest. Where necessary, this should include somewhere for them to lie down. Employers should consider providing a private, healthy and safe environment for employees to express and store milk, for example, it is not suitable for new mothers to use toilets for expressing milk.
It is good practice to have a written workplace policy on breastfeeding clearly outlining the employer and employee's responsibilities. This will provide clarity around how requests can be made and will be considered by the employer. This will assist you in making objective, correct, and fair decisions. Implementing such a workplace policy demonstrates your principles and commitment as an employer to supporting employees who are breastfeeding to help create a positive and inclusive workplace where discrimination in any form is unacceptable and will not be tolerated.
There may be a number of risk factors in the workplace that may be harmful to a breastfeeding employee or her child’s health. You should take steps to identify these risks and consider how you can remove them for the safety of your employees.
For further information, see health and safety of pregnant workers.
How employers can provide practical and compassionate support to staff following a miscarriage or stillbirth.
Employers should provide support and guidance to staff who experience a stillbirth or miscarriage during their pregnancy by implementing clear policies, compassionate communication, and practical assistance tailored to individual needs.
According to the Miscarriage Association, the definition of a miscarriage is when a baby (or fetus or embryo) dies in the uterus during pregnancy. In the UK, that definition applies to pregnancies up to 23 weeks and 6 days. Any loss from 24 weeks is called a stillbirth.
Read further information on miscarriages.
Ensure any workplace policies on pregnancy and maternity address and recognise pregnancy and baby loss as an important workplace wellbeing issue. You could consider developing a workplace policy that deals specifically with pregnancy and baby loss.
Regularly update policy documents and staff handbooks that address pregnancy in the workplace to reflect changes in the law and highlight available support services. Make sure these policies are easily accessible to all your staff.
See guidance, including a downloadable template, for a miscarriage policy.
Equip managers to support people with empathy and understanding by providing appropriate training on how to respond compassionately and effectively to bereavement, avoid assumptions about readiness to return to work, and offer options without pressure.
If a miscarriage occurs before the end of the 24th week of pregnancy, the employee will not qualify for maternity leave. She could take some time off work on sick leave, or you could allow them to take compassionate/special leave (paid/unpaid), or annual leave. In circumstances where access to an Employee Assistance Programme is available, you may refer her to this and/or other support services.
Where a pregnancy ends before 24 weeks, and the child does not survive, the father (or the mother's spouse, civil partner, or partner) will not be eligible for paternity leave. They may take sick leave, or you could consider allowing them to take annual leave, compassionate leave, or unpaid leave instead.
If your employee gives birth to a stillborn baby, she is still entitled to maternity leave and maternity pay, if eligible, if the birth happens after 24 weeks of pregnancy.
If an employee's wife or partner gives birth to a stillborn baby, they are entitled to paternity leave - but only if the birth happens after 24 weeks of pregnancy.
If the baby is born alive at any point in the pregnancy but then later dies, the employee is still entitled to maternity leave. The employee’s partner is also entitled to paternity leave.
See the right to maternity leave and the right to paternity leave - births.
An employee may be eligible for Parental Bereavement Leave and Pay if they or their partner (this includes same-sex partners) has either a child who has died under 18 years old, had a stillbirth after 24 weeks of pregnancy, or experienced a miscarriage.
Entitlement for Parental Bereavement Leave and Pay is from the first day of employment.
Bereaved parents are also entitled to up to two weeks of absence within the 56 weeks following the death of a child through parental bereavement leave. This leave can be used immediately before or after paternity leave or at any time within the 56-week period.
See Parental Bereavement Leave and Pay.
Make staff aware of and encourage the use of support resources, such as Employee Assistance Programmes, occupational health services, or workplace counselling, where available. Refer staff to specialist organisations and charities for information and emotional support, including the Miscarriage Association, Tommy’s, and SANDS, which offer toolkits, helplines, and staff training.
See talking about miscarriage in the workplace: a guide for employers and managers.
Provide return-to-work planning support, including reasonable adjustments or extended leave if needed. Allow flexible working, such as remote working, reduced hours, or phased returns to work following pregnancy and baby loss.
Emphasise confidentiality and ensure any health-related information is treated sensitively.
See returning to work after pregnancy and baby loss.
By creating and maintaining an open and empathetic workplace culture, making practical accommodations, and ensuring policies are clear and accessible, employers can make a significant positive difference for staff members coping with the loss of a pregnancy, baby or child.
How employers can support employees undergoing fertility treatment.
A woman undergoing fertility treatment, such as in vitro fertilisation (IVF), is treated as being pregnant after fertilised eggs have been implanted. If the implementation fails, the protected period, during which a woman must not be treated unfavourably on the grounds of her pregnancy, ends two weeks later.
It is unlawful sex discrimination for employers to treat a woman less favourably because she is undergoing fertility treatment or intends to become pregnant. A woman will be entitled to paid time off for antenatal care only after the fertilised embryo has been implanted. See having a child through IVF.
For employees undertaking fertility treatment, it can be a long and difficult road both emotionally and physically. There will be obvious practicalities of medical appointments, getting used to new medications, and perhaps undergoing medical procedures. Employer understanding, support, and flexibility can often make a significant difference to someone at a difficult and potentially challenging time of their life. It's not just women who may require support, their partner may also require support and understanding in their difficult journey through fertility treatment.
Due to the personal nature of fertility treatment, employers should recognise and respect that employees have a right to privacy and may choose not to ask for support and may wish for the matter to remain confidential. However, developing a compassionate culture with explicit support for employees going through fertility treatment can help overcome their fear of judgement or discrimination and encourage individuals to access the support they need.
Having a clear workplace fertility policy in place which tells people about the support the employer can offer, might go some way to breaking down the barriers, provided they feel their employer can be trusted to treat them fairly and they won't be penalised in some way. Raising awareness of fertility treatment amongst your workforce and equipping line managers on what to say and how to offer support through appropriate education and training can also help employees open up and feel comfortable asking for help. For further guidance, see support staff facing fertility challenges.
Different social media channels and legislation relevant to social media that employers need to be aware of.
Social media presents great opportunities for businesses of all sizes. Business benefits include:
Read more about social media business opportunities and challenges.
There are many social media platforms that your business can avail of, including Facebook, X, Instagram, Threads, YouTube, and LinkedIn.
It's important to consider whether social media is right for your business and, if so, which social media channels would best suit your business.
Read more on social media best practice for business.
As an employer, you should be aware of the broad range of legislation relating to social media in the workplace.
This legislation includes:
To find out more about the legislation that has an impact on social media, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
Issues employers need to be aware of when using social media in the recruitment process including advertising jobs and screening new recruits.
Social media is changing the way people interact, and there are many ways that it is changing the nature of the relationship between employers and employees.
Many employers use social media to advertise and recruit new employees, for example, posting job vacancies on X or LinkedIn. You could achieve huge savings by doing this, as these channels are free. There is also the potential to reach recruits more quickly, as social networking sites have huge audiences.
Recruiting or assessing potential recruits using social media exclusively can exclude people who do not have access to social media. Therefore, always use other methods for advertising if using social media for the placement of vacancies.
You should consider all of the recruitment methods available to you. See where and how to advertise your job.
Employees are often unaware that their social networking pages are being used by employers as part of a screening process before making job offers. They may be looking for evidence of what they consider 'inappropriate' behaviour or language.
Laws protecting people from discrimination on the grounds of age, sex, disability, race, marriage/civil partnership, religion and belief, and sexual orientation start at the recruitment stage.
You could face claims to an industrial tribunal if you refuse to interview someone as a result of a judgement made based on a social networking profile. As a result, the Labour Relations Agency (LRA) would not recommend the screening of social networking pages for recruitment purposes. Additionally, using information from a social networking site, without the person's knowledge or consent, could be challenged under human rights and data protection legislation.
You might wish to get a legal opinion on whether this could be challenged if the person had been made aware by the potential employer that social media may be used by them for the purposes of verifying information, etc. You should seek advice from the Information Commissioner's Office (ICO) before you begin using social media to screen candidates as part of the recruitment process. Contact the ICO's advice service for small organisations.
Use of social media could result in employees spending time away from core work duties which could affect productivity.
In some organisations, the use of social media could result in employees spending too much time away from core work duties, which could badly affect productivity.
Employers should have a clear workplace social media policy about personal use of work devices so employees are clear about what they are allowed to do and not allowed to do. See develop a social media policy.
The use of social media often blurs the distinction between work and home life, because it is easily accessible at home and while travelling. This has led to some employers putting more emphasis on managing the tasks an employee performs rather than managing the time they work.
Social media also allows employees to work remotely, which offers unique challenges for performance management. Employees using tweets, internal message boards, and professional networking sites to keep in touch can lead to improved frequency of communication between line management and staff. However, face-to-face communication is often more appropriate when dealing with work issues. It can also be difficult for line managers to accurately assess employees' performance if communication happens more online than in person.
You also need to be aware of health and safety issues. For example, employees may use personal social networking as a way of switching off from work rather than having regulated breaks away from IT equipment.
The use of social media can also become addictive to varying degrees, from constantly checking work emails to deeper personal problems, such as online gambling. Where there is a serious problem, employees may need to be encouraged to seek specialist help.
Read more on managing staff performance.
Identifying inappropriate employee behaviour on social media and how employers can deal with it.
Careless use of social media by individual employees can have a negative effect on the organisation as a whole. As an employer, you should be aware of and look out for the different issues that could arise.
An employee posting negative comments on social media about other employees, their employer, or customers could have a potentially devastating effect on an organisation.
Some examples of negative comments include personal opinions about the organisation, another employee, or a customer.
A much wider audience will be privy to any inappropriate conduct that occurs online. For example, a video uploaded to YouTube could have thousands of views within a short time.
Your response to such inappropriate conduct will be dependent on the extent it can be linked to your business and to what extent it could or potentially could damage your reputation or business.
When deciding whether statements made on social media are defamatory, you should focus on and establish how a typical reader of social media postings would interpret them. When deciding how a social media post would be interpreted, you should keep in mind how such posts were made and read. Consider how people view social media content by scrolling quickly, rarely pausing to reflect or ponder the meaning of some statements. In short, as an employer, you should bear context in mind and not overreact to social media content. However, common sense is necessary here, and if you feel an issue is serious enough to take action, you should seek legal advice immediately.
You also need to be aware of the potential for social media to be used for cyberbullying and harassment purposes.
Bullying and harassment can be defined as 'unwanted conduct which has the purpose or effect of violating an individual's dignity or creating an intimidating, hostile, degrading, humiliating or offensive environment'.
Online bullying and harassment can include:
Online bullying may breach your bullying/harassment policy and should be treated in the same way as if it had occurred in the workplace. If the harassment is related to a particular characteristic of the individual, eg, race, gender, age, disability, etc, it is prohibited under anti-discrimination legislation.
Read more on bullying and harassment.
The duty to preserve confidentiality is part of the duty of fidelity, which all employees owe to their employer. You may also have confidentiality clauses that set out clear rules about the use of company/employee information.
Unauthorised disclosure of company information via social media sites could include details relating to:
Another issue that may arise is employee behaviour online that is incompatible with their job role. For examples of employment case law on this issue and each of the other areas, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
How to outline to your employees that the appropriate medium for raising a grievance is via the company grievance procedure and not social media sites.
Employees sometimes use social media to air their grievances, for example, an employee complaining about how they are being treated by their line manager at work. You should always make clear to your employees that the appropriate medium for raising a grievance is via the company grievance procedure, and not social media sites.
You may have difficulty knowing how to apply company disciplinary rules to social media activity. For example, what online behaviour constitutes 'gross misconduct'? Many employers have clear rules on defamation and breaches of confidentiality, but are often less sure about whether they should be making judgments about an employee's behaviour online.
Social media can also be an excuse for avoiding face-to-face conversations. Many of the issues that lead to disciplinary and grievance problems at work can often be dealt with by having an informal discussion with an employee. However, this can prove difficult if line managers have become over-reliant on communicating electronically.
Make it clear when employees are seen to be representing the company and what personal views they can express - for example, some employees are forbidden from expressing any political views. Also, be clear about how you expect employees to help protect the company or brand. See develop a social media policy.
Provide clear examples of what will be regarded as gross misconduct - for example, posting derogatory or offensive comments online about the company or a work colleague, which amounts to harassment. See handling grievances and grievance and disciplinary procedures, and templates.
An example of bullying through social media could be an employee being deliberately ostracised at work because they did not accept an invitation to become someone's friend on a social networking site. Read more on bullying and harassment.
Many of the causes of conflict at work can be resolved by face-to-face interaction. See managing conflict.
How employers should treat improper use of social media in the workplace and the disciplinary action you can take.
You should treat improper use of social media as you would any other type of alleged misconduct.
This would involve an investigation and consideration of suspension or other precautionary action, followed by disciplinary action if appropriate.
Read the Labour Relations Agency (LRA) advice on social media and the employment relationship.
In certain cases, for example, in cases involving alleged gross misconduct, consideration should be given to a brief period of suspension with full pay while an unhindered investigation into improper social media use is conducted.
You should also consider alternative actions which would be more acceptable to the employee yet serve the same purpose as a suspension, eg, agreeing on a temporary transfer to other duties without loss of pay.
Any action taken, including suspension on full pay, should be reviewed frequently to ensure it is not delayed unnecessarily. It should be made clear that any action taken is neither considered disciplinary action nor an indication of blame or guilt.
It is essential to have as much objectivity as possible, so a different person should carry out the investigation that will carry out the disciplinary action, perhaps another manager or an external consultant.
The investigation may involve taking witness statements, referring to other workplace policies and procedures, and compiling a report on the findings.
You should be mindful that the investigation should be conducted promptly to adhere to the organisation's timescales, but also to gather evidence while the incident is fresh.
The employer should then determine, on the basis of the investigation, whether it is necessary or appropriate to carry out any formal (or informal) action.
Further information on carrying out investigations can be found in the LRA advisory guide on advice on conducting employment investigations.
The employer can then decide the necessary action to take as follows:
When taking formal disciplinary action, you should comply with the statutory dismissal/disciplinary procedure as set out in the LRA Code of Practice on Disciplinary Procedures.
This involves three steps:
The employer must provide the employee with a written statement of the alleged misconduct which has led to the consideration of formal disciplinary action or dismissal. The employer should invite the employee to a hearing to discuss the issue and make them aware of their statutory right of accompaniment at formal disciplinary meetings.
Prior to the hearing, the employer should supply any information relevant to the allegation, allowing the employee sufficient time to consider the details and prepare their defence. The employee must take all reasonable steps to attend the meeting. After the meeting, the employer should inform the employee of the decision and offer the right to appeal.
If the employee wishes to appeal, he or she will inform the employer. The employer will invite the employee to a further hearing to discuss the appeal. The employee must take all reasonable steps to attend the meeting. The final decision will be communicated to the employee.
The employee's statutory right to be accompanied means they can be accompanied by a colleague or union representative at any formal disciplinary meeting.
Read more on disciplinary procedures, hearings and appeals.
You can also read further LRA advice on handling discipline and grievances at work.
There are ways that you can effectively manage your employees’ use of social media.
There are ways that you can effectively manage your employees' use of social media so that you can reap the benefits without negative issues arising.
By creating a social media policy, your employees are aware of the company's boundaries and expectations. A social media policy also makes it clear to employees what is expected from their online behaviour.
It also helps employees draw a line between their private and professional lives.
A social media policy also helps to protect your organisation against liability for the actions of your employees and ensures you comply with the law on discrimination, data protection, and protecting the health of employees.
A written policy on the acceptable use of social media at work can also help line managers manage staff performance effectively, help you to be clear about sensitive issues like monitoring, and explain how disciplinary rules and sanctions will be applied.
Before you develop and introduce a social media policy for your workplace, you should consult with your workforce and representatives. This can help ensure fairness, and staff will more likely buy into and adhere to a policy that has been developed with their contribution. See engaging with staff.
A social media policy should include:
Outline what the policy is about and who it applies to, including those using work-related social media and those who access it in a personal capacity.
Describe the benefits to the organisation, eg, more effective engagement with customers, promoting products, and marketing purposes.
Identify who in your organisation will oversee social media activity and take overall responsibility for the day-to-day administration of the different activities. See social media best practice for business.
What the limitations are as to what can be discussed, commented on, or promoted via social media to avoid potential problems or reputational damage.
Description of what is seen as acceptable personal use of social media during work.
Highlighting that your employees need to be mindful of their contributions and what they disclose about your company, even when they're at home, using their own equipment, in their own time.
Including examples of inappropriate content and terms of use.
You must ensure that any monitoring is carried out in compliance with relevant legislation. See monitoring employees' social media usage.
For example, a disciplinary procedure or an anti-bullying policy. Read more on bullying and harassment.
Where it is believed that an employee has failed to comply with the policy, they will face the company's disciplinary procedure. Read more on disciplinary procedures, hearings, and appeals.
Provide details of who will be responsible for reviewing the policy and when this will be done.
To help you create your own social media policy for your business, download our social media policy template (DOC, 20K).
To read more on developing a social media policy, read the Labour Relations Agency's guidance on social media and the employment relationship.
You may find that some of your existing workplace policies should also be updated to include a reference to your social media policy. These may include:
If you are a small business and have a limited number of policies and procedures, you may decide to include a section on social media usage within this policy.
You may want to include a section here on how you will deal with improper use of social media. See managing improper use of social media. It should also be made possible for employees to complain about inappropriate use, eg, cyberbullying and harassment.
If you have a general communication policy, you should include a section on how social media will be used for communication purposes.
You may wish to include a section on using social media in respect of internet and mobile phone usage, eg, what is deemed to be appropriate social media use within working hours.
Online bullying could breach this policy, so you should also include a social media section here.
Employers should be careful about being influenced in relation to the recruitment of employees by information on social media sites.
Read more on how to set up employment policies for your business.
Once you have your social media policy in place, you must ensure your employees are aware of it and continue to keep it in mind. You should provide training on your social media policy to instil better awareness and understanding amongst your staff as to what is expected of them when using social media. Refresher training, eg, every 24 months, can also be beneficial as a reminder to staff of the policy and can offer an opportunity to highlight any new updates to the social media policy, especially given that social media is an area that is constantly changing.
You should make new staff aware of all workplace policies during the induction process and remind all staff to adhere to company policies regularly.
Many employers may fail in defending claims of unfair dismissal cases related to inappropriate use of social media for failing to either provide clear guidelines on the use or not having consistent policies for managing issues when they arise.
Monitoring social media usage must be undertaken appropriately and in accordance with relevant legislation.
Monitoring must be undertaken appropriately and in accordance with relevant legislation, for example, the Data Protection Act 2018, Human Rights Act 1998, and the Regulation of Investigatory Powers Act 2000. Find more guidance on data protection and legal issues.
You must be able to justify monitoring staff at work. Employees have rights at work, and if you do not treat them fairly, they could take you to an employment tribunal or complain to the Information Commissioner's Office.
You must make staff aware that they are being monitored, and the reasons why, eg, by sending an email detailing that social media used by staff in the workplace will be monitored for inappropriate content.
You can monitor staff without their knowledge if you suspect them of breaking the law, and letting them know about it would make it hard to detect the crime. You should only do this as part of a specific investigation and cease the monitoring when the investigation has ended.
Read more about monitoring staff at work. You should contact the Information Commissioner's Office for advice before you begin to monitor staff.
An employer should only use covert surveillance at work to investigate serious suspected misconduct, such as theft or fraud. The human right to respect private and family life is engaged by covert surveillance unless it takes place in a public space where there is no reasonable expectation of privacy. The human right to privacy is unlikely to be infringed if:
There are ways to help control the usage of social media sites and, if needed, restrict or block access to certain sites.
These include using firewalls, web security tools, and ensuring you have antivirus software to detect and prevent viruses.
Read more on how to protect your business online.
Different social media channels and legislation relevant to social media that employers need to be aware of.
Social media presents great opportunities for businesses of all sizes. Business benefits include:
Read more about social media business opportunities and challenges.
There are many social media platforms that your business can avail of, including Facebook, X, Instagram, Threads, YouTube, and LinkedIn.
It's important to consider whether social media is right for your business and, if so, which social media channels would best suit your business.
Read more on social media best practice for business.
As an employer, you should be aware of the broad range of legislation relating to social media in the workplace.
This legislation includes:
To find out more about the legislation that has an impact on social media, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
Issues employers need to be aware of when using social media in the recruitment process including advertising jobs and screening new recruits.
Social media is changing the way people interact, and there are many ways that it is changing the nature of the relationship between employers and employees.
Many employers use social media to advertise and recruit new employees, for example, posting job vacancies on X or LinkedIn. You could achieve huge savings by doing this, as these channels are free. There is also the potential to reach recruits more quickly, as social networking sites have huge audiences.
Recruiting or assessing potential recruits using social media exclusively can exclude people who do not have access to social media. Therefore, always use other methods for advertising if using social media for the placement of vacancies.
You should consider all of the recruitment methods available to you. See where and how to advertise your job.
Employees are often unaware that their social networking pages are being used by employers as part of a screening process before making job offers. They may be looking for evidence of what they consider 'inappropriate' behaviour or language.
Laws protecting people from discrimination on the grounds of age, sex, disability, race, marriage/civil partnership, religion and belief, and sexual orientation start at the recruitment stage.
You could face claims to an industrial tribunal if you refuse to interview someone as a result of a judgement made based on a social networking profile. As a result, the Labour Relations Agency (LRA) would not recommend the screening of social networking pages for recruitment purposes. Additionally, using information from a social networking site, without the person's knowledge or consent, could be challenged under human rights and data protection legislation.
You might wish to get a legal opinion on whether this could be challenged if the person had been made aware by the potential employer that social media may be used by them for the purposes of verifying information, etc. You should seek advice from the Information Commissioner's Office (ICO) before you begin using social media to screen candidates as part of the recruitment process. Contact the ICO's advice service for small organisations.
Use of social media could result in employees spending time away from core work duties which could affect productivity.
In some organisations, the use of social media could result in employees spending too much time away from core work duties, which could badly affect productivity.
Employers should have a clear workplace social media policy about personal use of work devices so employees are clear about what they are allowed to do and not allowed to do. See develop a social media policy.
The use of social media often blurs the distinction between work and home life, because it is easily accessible at home and while travelling. This has led to some employers putting more emphasis on managing the tasks an employee performs rather than managing the time they work.
Social media also allows employees to work remotely, which offers unique challenges for performance management. Employees using tweets, internal message boards, and professional networking sites to keep in touch can lead to improved frequency of communication between line management and staff. However, face-to-face communication is often more appropriate when dealing with work issues. It can also be difficult for line managers to accurately assess employees' performance if communication happens more online than in person.
You also need to be aware of health and safety issues. For example, employees may use personal social networking as a way of switching off from work rather than having regulated breaks away from IT equipment.
The use of social media can also become addictive to varying degrees, from constantly checking work emails to deeper personal problems, such as online gambling. Where there is a serious problem, employees may need to be encouraged to seek specialist help.
Read more on managing staff performance.
Identifying inappropriate employee behaviour on social media and how employers can deal with it.
Careless use of social media by individual employees can have a negative effect on the organisation as a whole. As an employer, you should be aware of and look out for the different issues that could arise.
An employee posting negative comments on social media about other employees, their employer, or customers could have a potentially devastating effect on an organisation.
Some examples of negative comments include personal opinions about the organisation, another employee, or a customer.
A much wider audience will be privy to any inappropriate conduct that occurs online. For example, a video uploaded to YouTube could have thousands of views within a short time.
Your response to such inappropriate conduct will be dependent on the extent it can be linked to your business and to what extent it could or potentially could damage your reputation or business.
When deciding whether statements made on social media are defamatory, you should focus on and establish how a typical reader of social media postings would interpret them. When deciding how a social media post would be interpreted, you should keep in mind how such posts were made and read. Consider how people view social media content by scrolling quickly, rarely pausing to reflect or ponder the meaning of some statements. In short, as an employer, you should bear context in mind and not overreact to social media content. However, common sense is necessary here, and if you feel an issue is serious enough to take action, you should seek legal advice immediately.
You also need to be aware of the potential for social media to be used for cyberbullying and harassment purposes.
Bullying and harassment can be defined as 'unwanted conduct which has the purpose or effect of violating an individual's dignity or creating an intimidating, hostile, degrading, humiliating or offensive environment'.
Online bullying and harassment can include:
Online bullying may breach your bullying/harassment policy and should be treated in the same way as if it had occurred in the workplace. If the harassment is related to a particular characteristic of the individual, eg, race, gender, age, disability, etc, it is prohibited under anti-discrimination legislation.
Read more on bullying and harassment.
The duty to preserve confidentiality is part of the duty of fidelity, which all employees owe to their employer. You may also have confidentiality clauses that set out clear rules about the use of company/employee information.
Unauthorised disclosure of company information via social media sites could include details relating to:
Another issue that may arise is employee behaviour online that is incompatible with their job role. For examples of employment case law on this issue and each of the other areas, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
How to outline to your employees that the appropriate medium for raising a grievance is via the company grievance procedure and not social media sites.
Employees sometimes use social media to air their grievances, for example, an employee complaining about how they are being treated by their line manager at work. You should always make clear to your employees that the appropriate medium for raising a grievance is via the company grievance procedure, and not social media sites.
You may have difficulty knowing how to apply company disciplinary rules to social media activity. For example, what online behaviour constitutes 'gross misconduct'? Many employers have clear rules on defamation and breaches of confidentiality, but are often less sure about whether they should be making judgments about an employee's behaviour online.
Social media can also be an excuse for avoiding face-to-face conversations. Many of the issues that lead to disciplinary and grievance problems at work can often be dealt with by having an informal discussion with an employee. However, this can prove difficult if line managers have become over-reliant on communicating electronically.
Make it clear when employees are seen to be representing the company and what personal views they can express - for example, some employees are forbidden from expressing any political views. Also, be clear about how you expect employees to help protect the company or brand. See develop a social media policy.
Provide clear examples of what will be regarded as gross misconduct - for example, posting derogatory or offensive comments online about the company or a work colleague, which amounts to harassment. See handling grievances and grievance and disciplinary procedures, and templates.
An example of bullying through social media could be an employee being deliberately ostracised at work because they did not accept an invitation to become someone's friend on a social networking site. Read more on bullying and harassment.
Many of the causes of conflict at work can be resolved by face-to-face interaction. See managing conflict.
How employers should treat improper use of social media in the workplace and the disciplinary action you can take.
You should treat improper use of social media as you would any other type of alleged misconduct.
This would involve an investigation and consideration of suspension or other precautionary action, followed by disciplinary action if appropriate.
Read the Labour Relations Agency (LRA) advice on social media and the employment relationship.
In certain cases, for example, in cases involving alleged gross misconduct, consideration should be given to a brief period of suspension with full pay while an unhindered investigation into improper social media use is conducted.
You should also consider alternative actions which would be more acceptable to the employee yet serve the same purpose as a suspension, eg, agreeing on a temporary transfer to other duties without loss of pay.
Any action taken, including suspension on full pay, should be reviewed frequently to ensure it is not delayed unnecessarily. It should be made clear that any action taken is neither considered disciplinary action nor an indication of blame or guilt.
It is essential to have as much objectivity as possible, so a different person should carry out the investigation that will carry out the disciplinary action, perhaps another manager or an external consultant.
The investigation may involve taking witness statements, referring to other workplace policies and procedures, and compiling a report on the findings.
You should be mindful that the investigation should be conducted promptly to adhere to the organisation's timescales, but also to gather evidence while the incident is fresh.
The employer should then determine, on the basis of the investigation, whether it is necessary or appropriate to carry out any formal (or informal) action.
Further information on carrying out investigations can be found in the LRA advisory guide on advice on conducting employment investigations.
The employer can then decide the necessary action to take as follows:
When taking formal disciplinary action, you should comply with the statutory dismissal/disciplinary procedure as set out in the LRA Code of Practice on Disciplinary Procedures.
This involves three steps:
The employer must provide the employee with a written statement of the alleged misconduct which has led to the consideration of formal disciplinary action or dismissal. The employer should invite the employee to a hearing to discuss the issue and make them aware of their statutory right of accompaniment at formal disciplinary meetings.
Prior to the hearing, the employer should supply any information relevant to the allegation, allowing the employee sufficient time to consider the details and prepare their defence. The employee must take all reasonable steps to attend the meeting. After the meeting, the employer should inform the employee of the decision and offer the right to appeal.
If the employee wishes to appeal, he or she will inform the employer. The employer will invite the employee to a further hearing to discuss the appeal. The employee must take all reasonable steps to attend the meeting. The final decision will be communicated to the employee.
The employee's statutory right to be accompanied means they can be accompanied by a colleague or union representative at any formal disciplinary meeting.
Read more on disciplinary procedures, hearings and appeals.
You can also read further LRA advice on handling discipline and grievances at work.
There are ways that you can effectively manage your employees’ use of social media.
There are ways that you can effectively manage your employees' use of social media so that you can reap the benefits without negative issues arising.
By creating a social media policy, your employees are aware of the company's boundaries and expectations. A social media policy also makes it clear to employees what is expected from their online behaviour.
It also helps employees draw a line between their private and professional lives.
A social media policy also helps to protect your organisation against liability for the actions of your employees and ensures you comply with the law on discrimination, data protection, and protecting the health of employees.
A written policy on the acceptable use of social media at work can also help line managers manage staff performance effectively, help you to be clear about sensitive issues like monitoring, and explain how disciplinary rules and sanctions will be applied.
Before you develop and introduce a social media policy for your workplace, you should consult with your workforce and representatives. This can help ensure fairness, and staff will more likely buy into and adhere to a policy that has been developed with their contribution. See engaging with staff.
A social media policy should include:
Outline what the policy is about and who it applies to, including those using work-related social media and those who access it in a personal capacity.
Describe the benefits to the organisation, eg, more effective engagement with customers, promoting products, and marketing purposes.
Identify who in your organisation will oversee social media activity and take overall responsibility for the day-to-day administration of the different activities. See social media best practice for business.
What the limitations are as to what can be discussed, commented on, or promoted via social media to avoid potential problems or reputational damage.
Description of what is seen as acceptable personal use of social media during work.
Highlighting that your employees need to be mindful of their contributions and what they disclose about your company, even when they're at home, using their own equipment, in their own time.
Including examples of inappropriate content and terms of use.
You must ensure that any monitoring is carried out in compliance with relevant legislation. See monitoring employees' social media usage.
For example, a disciplinary procedure or an anti-bullying policy. Read more on bullying and harassment.
Where it is believed that an employee has failed to comply with the policy, they will face the company's disciplinary procedure. Read more on disciplinary procedures, hearings, and appeals.
Provide details of who will be responsible for reviewing the policy and when this will be done.
To help you create your own social media policy for your business, download our social media policy template (DOC, 20K).
To read more on developing a social media policy, read the Labour Relations Agency's guidance on social media and the employment relationship.
You may find that some of your existing workplace policies should also be updated to include a reference to your social media policy. These may include:
If you are a small business and have a limited number of policies and procedures, you may decide to include a section on social media usage within this policy.
You may want to include a section here on how you will deal with improper use of social media. See managing improper use of social media. It should also be made possible for employees to complain about inappropriate use, eg, cyberbullying and harassment.
If you have a general communication policy, you should include a section on how social media will be used for communication purposes.
You may wish to include a section on using social media in respect of internet and mobile phone usage, eg, what is deemed to be appropriate social media use within working hours.
Online bullying could breach this policy, so you should also include a social media section here.
Employers should be careful about being influenced in relation to the recruitment of employees by information on social media sites.
Read more on how to set up employment policies for your business.
Once you have your social media policy in place, you must ensure your employees are aware of it and continue to keep it in mind. You should provide training on your social media policy to instil better awareness and understanding amongst your staff as to what is expected of them when using social media. Refresher training, eg, every 24 months, can also be beneficial as a reminder to staff of the policy and can offer an opportunity to highlight any new updates to the social media policy, especially given that social media is an area that is constantly changing.
You should make new staff aware of all workplace policies during the induction process and remind all staff to adhere to company policies regularly.
Many employers may fail in defending claims of unfair dismissal cases related to inappropriate use of social media for failing to either provide clear guidelines on the use or not having consistent policies for managing issues when they arise.
Monitoring social media usage must be undertaken appropriately and in accordance with relevant legislation.
Monitoring must be undertaken appropriately and in accordance with relevant legislation, for example, the Data Protection Act 2018, Human Rights Act 1998, and the Regulation of Investigatory Powers Act 2000. Find more guidance on data protection and legal issues.
You must be able to justify monitoring staff at work. Employees have rights at work, and if you do not treat them fairly, they could take you to an employment tribunal or complain to the Information Commissioner's Office.
You must make staff aware that they are being monitored, and the reasons why, eg, by sending an email detailing that social media used by staff in the workplace will be monitored for inappropriate content.
You can monitor staff without their knowledge if you suspect them of breaking the law, and letting them know about it would make it hard to detect the crime. You should only do this as part of a specific investigation and cease the monitoring when the investigation has ended.
Read more about monitoring staff at work. You should contact the Information Commissioner's Office for advice before you begin to monitor staff.
An employer should only use covert surveillance at work to investigate serious suspected misconduct, such as theft or fraud. The human right to respect private and family life is engaged by covert surveillance unless it takes place in a public space where there is no reasonable expectation of privacy. The human right to privacy is unlikely to be infringed if:
There are ways to help control the usage of social media sites and, if needed, restrict or block access to certain sites.
These include using firewalls, web security tools, and ensuring you have antivirus software to detect and prevent viruses.
Read more on how to protect your business online.
Different social media channels and legislation relevant to social media that employers need to be aware of.
Social media presents great opportunities for businesses of all sizes. Business benefits include:
Read more about social media business opportunities and challenges.
There are many social media platforms that your business can avail of, including Facebook, X, Instagram, Threads, YouTube, and LinkedIn.
It's important to consider whether social media is right for your business and, if so, which social media channels would best suit your business.
Read more on social media best practice for business.
As an employer, you should be aware of the broad range of legislation relating to social media in the workplace.
This legislation includes:
To find out more about the legislation that has an impact on social media, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
Issues employers need to be aware of when using social media in the recruitment process including advertising jobs and screening new recruits.
Social media is changing the way people interact, and there are many ways that it is changing the nature of the relationship between employers and employees.
Many employers use social media to advertise and recruit new employees, for example, posting job vacancies on X or LinkedIn. You could achieve huge savings by doing this, as these channels are free. There is also the potential to reach recruits more quickly, as social networking sites have huge audiences.
Recruiting or assessing potential recruits using social media exclusively can exclude people who do not have access to social media. Therefore, always use other methods for advertising if using social media for the placement of vacancies.
You should consider all of the recruitment methods available to you. See where and how to advertise your job.
Employees are often unaware that their social networking pages are being used by employers as part of a screening process before making job offers. They may be looking for evidence of what they consider 'inappropriate' behaviour or language.
Laws protecting people from discrimination on the grounds of age, sex, disability, race, marriage/civil partnership, religion and belief, and sexual orientation start at the recruitment stage.
You could face claims to an industrial tribunal if you refuse to interview someone as a result of a judgement made based on a social networking profile. As a result, the Labour Relations Agency (LRA) would not recommend the screening of social networking pages for recruitment purposes. Additionally, using information from a social networking site, without the person's knowledge or consent, could be challenged under human rights and data protection legislation.
You might wish to get a legal opinion on whether this could be challenged if the person had been made aware by the potential employer that social media may be used by them for the purposes of verifying information, etc. You should seek advice from the Information Commissioner's Office (ICO) before you begin using social media to screen candidates as part of the recruitment process. Contact the ICO's advice service for small organisations.
Use of social media could result in employees spending time away from core work duties which could affect productivity.
In some organisations, the use of social media could result in employees spending too much time away from core work duties, which could badly affect productivity.
Employers should have a clear workplace social media policy about personal use of work devices so employees are clear about what they are allowed to do and not allowed to do. See develop a social media policy.
The use of social media often blurs the distinction between work and home life, because it is easily accessible at home and while travelling. This has led to some employers putting more emphasis on managing the tasks an employee performs rather than managing the time they work.
Social media also allows employees to work remotely, which offers unique challenges for performance management. Employees using tweets, internal message boards, and professional networking sites to keep in touch can lead to improved frequency of communication between line management and staff. However, face-to-face communication is often more appropriate when dealing with work issues. It can also be difficult for line managers to accurately assess employees' performance if communication happens more online than in person.
You also need to be aware of health and safety issues. For example, employees may use personal social networking as a way of switching off from work rather than having regulated breaks away from IT equipment.
The use of social media can also become addictive to varying degrees, from constantly checking work emails to deeper personal problems, such as online gambling. Where there is a serious problem, employees may need to be encouraged to seek specialist help.
Read more on managing staff performance.
Identifying inappropriate employee behaviour on social media and how employers can deal with it.
Careless use of social media by individual employees can have a negative effect on the organisation as a whole. As an employer, you should be aware of and look out for the different issues that could arise.
An employee posting negative comments on social media about other employees, their employer, or customers could have a potentially devastating effect on an organisation.
Some examples of negative comments include personal opinions about the organisation, another employee, or a customer.
A much wider audience will be privy to any inappropriate conduct that occurs online. For example, a video uploaded to YouTube could have thousands of views within a short time.
Your response to such inappropriate conduct will be dependent on the extent it can be linked to your business and to what extent it could or potentially could damage your reputation or business.
When deciding whether statements made on social media are defamatory, you should focus on and establish how a typical reader of social media postings would interpret them. When deciding how a social media post would be interpreted, you should keep in mind how such posts were made and read. Consider how people view social media content by scrolling quickly, rarely pausing to reflect or ponder the meaning of some statements. In short, as an employer, you should bear context in mind and not overreact to social media content. However, common sense is necessary here, and if you feel an issue is serious enough to take action, you should seek legal advice immediately.
You also need to be aware of the potential for social media to be used for cyberbullying and harassment purposes.
Bullying and harassment can be defined as 'unwanted conduct which has the purpose or effect of violating an individual's dignity or creating an intimidating, hostile, degrading, humiliating or offensive environment'.
Online bullying and harassment can include:
Online bullying may breach your bullying/harassment policy and should be treated in the same way as if it had occurred in the workplace. If the harassment is related to a particular characteristic of the individual, eg, race, gender, age, disability, etc, it is prohibited under anti-discrimination legislation.
Read more on bullying and harassment.
The duty to preserve confidentiality is part of the duty of fidelity, which all employees owe to their employer. You may also have confidentiality clauses that set out clear rules about the use of company/employee information.
Unauthorised disclosure of company information via social media sites could include details relating to:
Another issue that may arise is employee behaviour online that is incompatible with their job role. For examples of employment case law on this issue and each of the other areas, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
How to outline to your employees that the appropriate medium for raising a grievance is via the company grievance procedure and not social media sites.
Employees sometimes use social media to air their grievances, for example, an employee complaining about how they are being treated by their line manager at work. You should always make clear to your employees that the appropriate medium for raising a grievance is via the company grievance procedure, and not social media sites.
You may have difficulty knowing how to apply company disciplinary rules to social media activity. For example, what online behaviour constitutes 'gross misconduct'? Many employers have clear rules on defamation and breaches of confidentiality, but are often less sure about whether they should be making judgments about an employee's behaviour online.
Social media can also be an excuse for avoiding face-to-face conversations. Many of the issues that lead to disciplinary and grievance problems at work can often be dealt with by having an informal discussion with an employee. However, this can prove difficult if line managers have become over-reliant on communicating electronically.
Make it clear when employees are seen to be representing the company and what personal views they can express - for example, some employees are forbidden from expressing any political views. Also, be clear about how you expect employees to help protect the company or brand. See develop a social media policy.
Provide clear examples of what will be regarded as gross misconduct - for example, posting derogatory or offensive comments online about the company or a work colleague, which amounts to harassment. See handling grievances and grievance and disciplinary procedures, and templates.
An example of bullying through social media could be an employee being deliberately ostracised at work because they did not accept an invitation to become someone's friend on a social networking site. Read more on bullying and harassment.
Many of the causes of conflict at work can be resolved by face-to-face interaction. See managing conflict.
How employers should treat improper use of social media in the workplace and the disciplinary action you can take.
You should treat improper use of social media as you would any other type of alleged misconduct.
This would involve an investigation and consideration of suspension or other precautionary action, followed by disciplinary action if appropriate.
Read the Labour Relations Agency (LRA) advice on social media and the employment relationship.
In certain cases, for example, in cases involving alleged gross misconduct, consideration should be given to a brief period of suspension with full pay while an unhindered investigation into improper social media use is conducted.
You should also consider alternative actions which would be more acceptable to the employee yet serve the same purpose as a suspension, eg, agreeing on a temporary transfer to other duties without loss of pay.
Any action taken, including suspension on full pay, should be reviewed frequently to ensure it is not delayed unnecessarily. It should be made clear that any action taken is neither considered disciplinary action nor an indication of blame or guilt.
It is essential to have as much objectivity as possible, so a different person should carry out the investigation that will carry out the disciplinary action, perhaps another manager or an external consultant.
The investigation may involve taking witness statements, referring to other workplace policies and procedures, and compiling a report on the findings.
You should be mindful that the investigation should be conducted promptly to adhere to the organisation's timescales, but also to gather evidence while the incident is fresh.
The employer should then determine, on the basis of the investigation, whether it is necessary or appropriate to carry out any formal (or informal) action.
Further information on carrying out investigations can be found in the LRA advisory guide on advice on conducting employment investigations.
The employer can then decide the necessary action to take as follows:
When taking formal disciplinary action, you should comply with the statutory dismissal/disciplinary procedure as set out in the LRA Code of Practice on Disciplinary Procedures.
This involves three steps:
The employer must provide the employee with a written statement of the alleged misconduct which has led to the consideration of formal disciplinary action or dismissal. The employer should invite the employee to a hearing to discuss the issue and make them aware of their statutory right of accompaniment at formal disciplinary meetings.
Prior to the hearing, the employer should supply any information relevant to the allegation, allowing the employee sufficient time to consider the details and prepare their defence. The employee must take all reasonable steps to attend the meeting. After the meeting, the employer should inform the employee of the decision and offer the right to appeal.
If the employee wishes to appeal, he or she will inform the employer. The employer will invite the employee to a further hearing to discuss the appeal. The employee must take all reasonable steps to attend the meeting. The final decision will be communicated to the employee.
The employee's statutory right to be accompanied means they can be accompanied by a colleague or union representative at any formal disciplinary meeting.
Read more on disciplinary procedures, hearings and appeals.
You can also read further LRA advice on handling discipline and grievances at work.
There are ways that you can effectively manage your employees’ use of social media.
There are ways that you can effectively manage your employees' use of social media so that you can reap the benefits without negative issues arising.
By creating a social media policy, your employees are aware of the company's boundaries and expectations. A social media policy also makes it clear to employees what is expected from their online behaviour.
It also helps employees draw a line between their private and professional lives.
A social media policy also helps to protect your organisation against liability for the actions of your employees and ensures you comply with the law on discrimination, data protection, and protecting the health of employees.
A written policy on the acceptable use of social media at work can also help line managers manage staff performance effectively, help you to be clear about sensitive issues like monitoring, and explain how disciplinary rules and sanctions will be applied.
Before you develop and introduce a social media policy for your workplace, you should consult with your workforce and representatives. This can help ensure fairness, and staff will more likely buy into and adhere to a policy that has been developed with their contribution. See engaging with staff.
A social media policy should include:
Outline what the policy is about and who it applies to, including those using work-related social media and those who access it in a personal capacity.
Describe the benefits to the organisation, eg, more effective engagement with customers, promoting products, and marketing purposes.
Identify who in your organisation will oversee social media activity and take overall responsibility for the day-to-day administration of the different activities. See social media best practice for business.
What the limitations are as to what can be discussed, commented on, or promoted via social media to avoid potential problems or reputational damage.
Description of what is seen as acceptable personal use of social media during work.
Highlighting that your employees need to be mindful of their contributions and what they disclose about your company, even when they're at home, using their own equipment, in their own time.
Including examples of inappropriate content and terms of use.
You must ensure that any monitoring is carried out in compliance with relevant legislation. See monitoring employees' social media usage.
For example, a disciplinary procedure or an anti-bullying policy. Read more on bullying and harassment.
Where it is believed that an employee has failed to comply with the policy, they will face the company's disciplinary procedure. Read more on disciplinary procedures, hearings, and appeals.
Provide details of who will be responsible for reviewing the policy and when this will be done.
To help you create your own social media policy for your business, download our social media policy template (DOC, 20K).
To read more on developing a social media policy, read the Labour Relations Agency's guidance on social media and the employment relationship.
You may find that some of your existing workplace policies should also be updated to include a reference to your social media policy. These may include:
If you are a small business and have a limited number of policies and procedures, you may decide to include a section on social media usage within this policy.
You may want to include a section here on how you will deal with improper use of social media. See managing improper use of social media. It should also be made possible for employees to complain about inappropriate use, eg, cyberbullying and harassment.
If you have a general communication policy, you should include a section on how social media will be used for communication purposes.
You may wish to include a section on using social media in respect of internet and mobile phone usage, eg, what is deemed to be appropriate social media use within working hours.
Online bullying could breach this policy, so you should also include a social media section here.
Employers should be careful about being influenced in relation to the recruitment of employees by information on social media sites.
Read more on how to set up employment policies for your business.
Once you have your social media policy in place, you must ensure your employees are aware of it and continue to keep it in mind. You should provide training on your social media policy to instil better awareness and understanding amongst your staff as to what is expected of them when using social media. Refresher training, eg, every 24 months, can also be beneficial as a reminder to staff of the policy and can offer an opportunity to highlight any new updates to the social media policy, especially given that social media is an area that is constantly changing.
You should make new staff aware of all workplace policies during the induction process and remind all staff to adhere to company policies regularly.
Many employers may fail in defending claims of unfair dismissal cases related to inappropriate use of social media for failing to either provide clear guidelines on the use or not having consistent policies for managing issues when they arise.
Monitoring social media usage must be undertaken appropriately and in accordance with relevant legislation.
Monitoring must be undertaken appropriately and in accordance with relevant legislation, for example, the Data Protection Act 2018, Human Rights Act 1998, and the Regulation of Investigatory Powers Act 2000. Find more guidance on data protection and legal issues.
You must be able to justify monitoring staff at work. Employees have rights at work, and if you do not treat them fairly, they could take you to an employment tribunal or complain to the Information Commissioner's Office.
You must make staff aware that they are being monitored, and the reasons why, eg, by sending an email detailing that social media used by staff in the workplace will be monitored for inappropriate content.
You can monitor staff without their knowledge if you suspect them of breaking the law, and letting them know about it would make it hard to detect the crime. You should only do this as part of a specific investigation and cease the monitoring when the investigation has ended.
Read more about monitoring staff at work. You should contact the Information Commissioner's Office for advice before you begin to monitor staff.
An employer should only use covert surveillance at work to investigate serious suspected misconduct, such as theft or fraud. The human right to respect private and family life is engaged by covert surveillance unless it takes place in a public space where there is no reasonable expectation of privacy. The human right to privacy is unlikely to be infringed if:
There are ways to help control the usage of social media sites and, if needed, restrict or block access to certain sites.
These include using firewalls, web security tools, and ensuring you have antivirus software to detect and prevent viruses.
Read more on how to protect your business online.
Different social media channels and legislation relevant to social media that employers need to be aware of.
Social media presents great opportunities for businesses of all sizes. Business benefits include:
Read more about social media business opportunities and challenges.
There are many social media platforms that your business can avail of, including Facebook, X, Instagram, Threads, YouTube, and LinkedIn.
It's important to consider whether social media is right for your business and, if so, which social media channels would best suit your business.
Read more on social media best practice for business.
As an employer, you should be aware of the broad range of legislation relating to social media in the workplace.
This legislation includes:
To find out more about the legislation that has an impact on social media, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
Issues employers need to be aware of when using social media in the recruitment process including advertising jobs and screening new recruits.
Social media is changing the way people interact, and there are many ways that it is changing the nature of the relationship between employers and employees.
Many employers use social media to advertise and recruit new employees, for example, posting job vacancies on X or LinkedIn. You could achieve huge savings by doing this, as these channels are free. There is also the potential to reach recruits more quickly, as social networking sites have huge audiences.
Recruiting or assessing potential recruits using social media exclusively can exclude people who do not have access to social media. Therefore, always use other methods for advertising if using social media for the placement of vacancies.
You should consider all of the recruitment methods available to you. See where and how to advertise your job.
Employees are often unaware that their social networking pages are being used by employers as part of a screening process before making job offers. They may be looking for evidence of what they consider 'inappropriate' behaviour or language.
Laws protecting people from discrimination on the grounds of age, sex, disability, race, marriage/civil partnership, religion and belief, and sexual orientation start at the recruitment stage.
You could face claims to an industrial tribunal if you refuse to interview someone as a result of a judgement made based on a social networking profile. As a result, the Labour Relations Agency (LRA) would not recommend the screening of social networking pages for recruitment purposes. Additionally, using information from a social networking site, without the person's knowledge or consent, could be challenged under human rights and data protection legislation.
You might wish to get a legal opinion on whether this could be challenged if the person had been made aware by the potential employer that social media may be used by them for the purposes of verifying information, etc. You should seek advice from the Information Commissioner's Office (ICO) before you begin using social media to screen candidates as part of the recruitment process. Contact the ICO's advice service for small organisations.
Use of social media could result in employees spending time away from core work duties which could affect productivity.
In some organisations, the use of social media could result in employees spending too much time away from core work duties, which could badly affect productivity.
Employers should have a clear workplace social media policy about personal use of work devices so employees are clear about what they are allowed to do and not allowed to do. See develop a social media policy.
The use of social media often blurs the distinction between work and home life, because it is easily accessible at home and while travelling. This has led to some employers putting more emphasis on managing the tasks an employee performs rather than managing the time they work.
Social media also allows employees to work remotely, which offers unique challenges for performance management. Employees using tweets, internal message boards, and professional networking sites to keep in touch can lead to improved frequency of communication between line management and staff. However, face-to-face communication is often more appropriate when dealing with work issues. It can also be difficult for line managers to accurately assess employees' performance if communication happens more online than in person.
You also need to be aware of health and safety issues. For example, employees may use personal social networking as a way of switching off from work rather than having regulated breaks away from IT equipment.
The use of social media can also become addictive to varying degrees, from constantly checking work emails to deeper personal problems, such as online gambling. Where there is a serious problem, employees may need to be encouraged to seek specialist help.
Read more on managing staff performance.
Identifying inappropriate employee behaviour on social media and how employers can deal with it.
Careless use of social media by individual employees can have a negative effect on the organisation as a whole. As an employer, you should be aware of and look out for the different issues that could arise.
An employee posting negative comments on social media about other employees, their employer, or customers could have a potentially devastating effect on an organisation.
Some examples of negative comments include personal opinions about the organisation, another employee, or a customer.
A much wider audience will be privy to any inappropriate conduct that occurs online. For example, a video uploaded to YouTube could have thousands of views within a short time.
Your response to such inappropriate conduct will be dependent on the extent it can be linked to your business and to what extent it could or potentially could damage your reputation or business.
When deciding whether statements made on social media are defamatory, you should focus on and establish how a typical reader of social media postings would interpret them. When deciding how a social media post would be interpreted, you should keep in mind how such posts were made and read. Consider how people view social media content by scrolling quickly, rarely pausing to reflect or ponder the meaning of some statements. In short, as an employer, you should bear context in mind and not overreact to social media content. However, common sense is necessary here, and if you feel an issue is serious enough to take action, you should seek legal advice immediately.
You also need to be aware of the potential for social media to be used for cyberbullying and harassment purposes.
Bullying and harassment can be defined as 'unwanted conduct which has the purpose or effect of violating an individual's dignity or creating an intimidating, hostile, degrading, humiliating or offensive environment'.
Online bullying and harassment can include:
Online bullying may breach your bullying/harassment policy and should be treated in the same way as if it had occurred in the workplace. If the harassment is related to a particular characteristic of the individual, eg, race, gender, age, disability, etc, it is prohibited under anti-discrimination legislation.
Read more on bullying and harassment.
The duty to preserve confidentiality is part of the duty of fidelity, which all employees owe to their employer. You may also have confidentiality clauses that set out clear rules about the use of company/employee information.
Unauthorised disclosure of company information via social media sites could include details relating to:
Another issue that may arise is employee behaviour online that is incompatible with their job role. For examples of employment case law on this issue and each of the other areas, read the Labour Relations Agency (LRA) guidance on social media and the employment relationship.
How to outline to your employees that the appropriate medium for raising a grievance is via the company grievance procedure and not social media sites.
Employees sometimes use social media to air their grievances, for example, an employee complaining about how they are being treated by their line manager at work. You should always make clear to your employees that the appropriate medium for raising a grievance is via the company grievance procedure, and not social media sites.
You may have difficulty knowing how to apply company disciplinary rules to social media activity. For example, what online behaviour constitutes 'gross misconduct'? Many employers have clear rules on defamation and breaches of confidentiality, but are often less sure about whether they should be making judgments about an employee's behaviour online.
Social media can also be an excuse for avoiding face-to-face conversations. Many of the issues that lead to disciplinary and grievance problems at work can often be dealt with by having an informal discussion with an employee. However, this can prove difficult if line managers have become over-reliant on communicating electronically.
Make it clear when employees are seen to be representing the company and what personal views they can express - for example, some employees are forbidden from expressing any political views. Also, be clear about how you expect employees to help protect the company or brand. See develop a social media policy.
Provide clear examples of what will be regarded as gross misconduct - for example, posting derogatory or offensive comments online about the company or a work colleague, which amounts to harassment. See handling grievances and grievance and disciplinary procedures, and templates.
An example of bullying through social media could be an employee being deliberately ostracised at work because they did not accept an invitation to become someone's friend on a social networking site. Read more on bullying and harassment.
Many of the causes of conflict at work can be resolved by face-to-face interaction. See managing conflict.
How employers should treat improper use of social media in the workplace and the disciplinary action you can take.
You should treat improper use of social media as you would any other type of alleged misconduct.
This would involve an investigation and consideration of suspension or other precautionary action, followed by disciplinary action if appropriate.
Read the Labour Relations Agency (LRA) advice on social media and the employment relationship.
In certain cases, for example, in cases involving alleged gross misconduct, consideration should be given to a brief period of suspension with full pay while an unhindered investigation into improper social media use is conducted.
You should also consider alternative actions which would be more acceptable to the employee yet serve the same purpose as a suspension, eg, agreeing on a temporary transfer to other duties without loss of pay.
Any action taken, including suspension on full pay, should be reviewed frequently to ensure it is not delayed unnecessarily. It should be made clear that any action taken is neither considered disciplinary action nor an indication of blame or guilt.
It is essential to have as much objectivity as possible, so a different person should carry out the investigation that will carry out the disciplinary action, perhaps another manager or an external consultant.
The investigation may involve taking witness statements, referring to other workplace policies and procedures, and compiling a report on the findings.
You should be mindful that the investigation should be conducted promptly to adhere to the organisation's timescales, but also to gather evidence while the incident is fresh.
The employer should then determine, on the basis of the investigation, whether it is necessary or appropriate to carry out any formal (or informal) action.
Further information on carrying out investigations can be found in the LRA advisory guide on advice on conducting employment investigations.
The employer can then decide the necessary action to take as follows:
When taking formal disciplinary action, you should comply with the statutory dismissal/disciplinary procedure as set out in the LRA Code of Practice on Disciplinary Procedures.
This involves three steps:
The employer must provide the employee with a written statement of the alleged misconduct which has led to the consideration of formal disciplinary action or dismissal. The employer should invite the employee to a hearing to discuss the issue and make them aware of their statutory right of accompaniment at formal disciplinary meetings.
Prior to the hearing, the employer should supply any information relevant to the allegation, allowing the employee sufficient time to consider the details and prepare their defence. The employee must take all reasonable steps to attend the meeting. After the meeting, the employer should inform the employee of the decision and offer the right to appeal.
If the employee wishes to appeal, he or she will inform the employer. The employer will invite the employee to a further hearing to discuss the appeal. The employee must take all reasonable steps to attend the meeting. The final decision will be communicated to the employee.
The employee's statutory right to be accompanied means they can be accompanied by a colleague or union representative at any formal disciplinary meeting.
Read more on disciplinary procedures, hearings and appeals.
You can also read further LRA advice on handling discipline and grievances at work.
There are ways that you can effectively manage your employees’ use of social media.
There are ways that you can effectively manage your employees' use of social media so that you can reap the benefits without negative issues arising.
By creating a social media policy, your employees are aware of the company's boundaries and expectations. A social media policy also makes it clear to employees what is expected from their online behaviour.
It also helps employees draw a line between their private and professional lives.
A social media policy also helps to protect your organisation against liability for the actions of your employees and ensures you comply with the law on discrimination, data protection, and protecting the health of employees.
A written policy on the acceptable use of social media at work can also help line managers manage staff performance effectively, help you to be clear about sensitive issues like monitoring, and explain how disciplinary rules and sanctions will be applied.
Before you develop and introduce a social media policy for your workplace, you should consult with your workforce and representatives. This can help ensure fairness, and staff will more likely buy into and adhere to a policy that has been developed with their contribution. See engaging with staff.
A social media policy should include:
Outline what the policy is about and who it applies to, including those using work-related social media and those who access it in a personal capacity.
Describe the benefits to the organisation, eg, more effective engagement with customers, promoting products, and marketing purposes.
Identify who in your organisation will oversee social media activity and take overall responsibility for the day-to-day administration of the different activities. See social media best practice for business.
What the limitations are as to what can be discussed, commented on, or promoted via social media to avoid potential problems or reputational damage.
Description of what is seen as acceptable personal use of social media during work.
Highlighting that your employees need to be mindful of their contributions and what they disclose about your company, even when they're at home, using their own equipment, in their own time.
Including examples of inappropriate content and terms of use.
You must ensure that any monitoring is carried out in compliance with relevant legislation. See monitoring employees' social media usage.
For example, a disciplinary procedure or an anti-bullying policy. Read more on bullying and harassment.
Where it is believed that an employee has failed to comply with the policy, they will face the company's disciplinary procedure. Read more on disciplinary procedures, hearings, and appeals.
Provide details of who will be responsible for reviewing the policy and when this will be done.
To help you create your own social media policy for your business, download our social media policy template (DOC, 20K).
To read more on developing a social media policy, read the Labour Relations Agency's guidance on social media and the employment relationship.
You may find that some of your existing workplace policies should also be updated to include a reference to your social media policy. These may include:
If you are a small business and have a limited number of policies and procedures, you may decide to include a section on social media usage within this policy.
You may want to include a section here on how you will deal with improper use of social media. See managing improper use of social media. It should also be made possible for employees to complain about inappropriate use, eg, cyberbullying and harassment.
If you have a general communication policy, you should include a section on how social media will be used for communication purposes.
You may wish to include a section on using social media in respect of internet and mobile phone usage, eg, what is deemed to be appropriate social media use within working hours.
Online bullying could breach this policy, so you should also include a social media section here.
Employers should be careful about being influenced in relation to the recruitment of employees by information on social media sites.
Read more on how to set up employment policies for your business.
Once you have your social media policy in place, you must ensure your employees are aware of it and continue to keep it in mind. You should provide training on your social media policy to instil better awareness and understanding amongst your staff as to what is expected of them when using social media. Refresher training, eg, every 24 months, can also be beneficial as a reminder to staff of the policy and can offer an opportunity to highlight any new updates to the social media policy, especially given that social media is an area that is constantly changing.
You should make new staff aware of all workplace policies during the induction process and remind all staff to adhere to company policies regularly.
Many employers may fail in defending claims of unfair dismissal cases related to inappropriate use of social media for failing to either provide clear guidelines on the use or not having consistent policies for managing issues when they arise.
Monitoring social media usage must be undertaken appropriately and in accordance with relevant legislation.
Monitoring must be undertaken appropriately and in accordance with relevant legislation, for example, the Data Protection Act 2018, Human Rights Act 1998, and the Regulation of Investigatory Powers Act 2000. Find more guidance on data protection and legal issues.
You must be able to justify monitoring staff at work. Employees have rights at work, and if you do not treat them fairly, they could take you to an employment tribunal or complain to the Information Commissioner's Office.
You must make staff aware that they are being monitored, and the reasons why, eg, by sending an email detailing that social media used by staff in the workplace will be monitored for inappropriate content.
You can monitor staff without their knowledge if you suspect them of breaking the law, and letting them know about it would make it hard to detect the crime. You should only do this as part of a specific investigation and cease the monitoring when the investigation has ended.
Read more about monitoring staff at work. You should contact the Information Commissioner's Office for advice before you begin to monitor staff.
An employer should only use covert surveillance at work to investigate serious suspected misconduct, such as theft or fraud. The human right to respect private and family life is engaged by covert surveillance unless it takes place in a public space where there is no reasonable expectation of privacy. The human right to privacy is unlikely to be infringed if:
There are ways to help control the usage of social media sites and, if needed, restrict or block access to certain sites.
These include using firewalls, web security tools, and ensuring you have antivirus software to detect and prevent viruses.
Read more on how to protect your business online.